UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Option (right to buy) | Â (2) | 05/09/2018 | Common Stock | 10,000 | $ 3.29 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Libin Philip 1900-B CARNEGIE AVENUE SANTA ANA, CA 92705 |
 X |  |  |  |
/s/ Philip Libin | 06/06/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment is being filed to correct information concerning the share holdings of Mr. Libin, which were reported in Table I of the original Form 3 as having been received upon exchange of 42,500 bearer shares of Bluehill ID AG ("Bluehill ID") held by Mr. Libin for shares of Identive Group, Inc. (formerly known as SCM Microsystems, Inc.) (the "Issuer") in connection with the Issuer's offer to purchase all of the outstanding bearer shares of Bluehill ID in January 2010 (the "Offer"). In the Offer, the Issuer exchanged 0.52 shares of Issuer common stock for each bearer share of Bluehill ID tendered in the Offer. Mr. Libin's did not, as previously reported, exchange his shares of Bluehill ID in the Offer, and Mr. Libin continues to hold bearer shares of Bluehill ID, now a subsidiary of the Issuer.. |
(2) | Option granted on May 9, 2011. The option vests at a rate of 1/12 per month such that the option will be fully vested one year from the grant date. |