1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
02/10/2020 |
Common Stock
|
6,688
|
$
19.45
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
11/05/2018 |
Common Stock
|
4,037
|
$
19.82
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
11/15/2015 |
Common Stock
|
645
|
$
21.68
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
04/28/2019 |
Common Stock
|
6,782
|
$
27.03
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents stock options originally granted on February 10, 2012 under the Mindspeed Technologies, Inc. 2003 Long-Term Incentives Plan. One-third (1/3) of the stock options vested and became exercisable on the grant date, with the remaining stock options vesting and becoming exercisable as to an additional 1/8 of the options each three months after the grant date. |
(2) |
Represents stock options originally granted on November 5, 2010 under the Mindspeed Technologies, Inc. 2003 Long-Term Incentives Plan. The stock options are vested in full and are currently exercisable. |
(3) |
Represents stock options originally granted on November 15, 2007 under the Mindspeed Technologies, Inc. 2003 Long-Term Incentives Plan. The stock options are vested in full and are currently exercisable. |
(4) |
Represents stock options originally granted on April 28, 2011 under the Mindspeed Technologies, Inc. 2003 Long-Term Incentives Plan. One-third (1/3) of the stock options vested and became exercisable on the grant date, with the remaining stock options vesting and becoming exercisable as to an additional 1/8 of the options each three months after the grant date. |