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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase | $ 14 | 07/30/2009 | M | 50,000 | (6) | 04/05/2010 | Common Stock | 50,000 | $ 0 | 15,000 | D | ||||
Option to Purchase | $ 14 | (7) | 04/05/2010 | Common Stock | 50,000 | 50,000 | D | ||||||||
Option to Purchase | $ 21.52 | (8) | 04/24/2013 | Common Stock | 45,000 | 45,000 | D | ||||||||
Option to Purchase | $ 25.77 | (9) | 04/22/2014 | Common Stock | 45,000 | 45,000 | D | ||||||||
Option to Purchase | $ 24.29 | (10) | 08/15/2015 | Common Stock | 22,500 | 22,500 | D | ||||||||
Option to Purchase | $ 19.33 | (11) | 11/08/2015 | Common Stock | 22,500 | 22,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PAROD RICK 2222 N. 111TH ST. OMAHA, NE 68164 |
X | President & CEO |
By: Richard W. Parod | 08/28/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes common stock in the form of restricted stock units. |
(2) | Deleted 612 shares that were inadvertantly credited to the individual's account due to a broker's error. |
(3) | The proceeds of all shares sold were used to pay for the taxes and exercise price related to the exercise of 50,000 options. |
(4) | The actual sale prices range from $36.50 to $36.96. |
(5) | The actual sale prices range from $35.20 to $36.14. |
(6) | The option vests in five equal annual installments beginning on April 5, 2001. |
(7) | These options to purchase common stock are exercisable on or after the first day following the completion of a period of twenty (20) consecutive business days on which the fair market value exceeds $40.00 per share - but only if such period is completed prior to 4/5/05 - alternatively, these options to purchase common stock are exercisable on or after 4/5/09. |
(8) | The option vests in five equal annual installments beginning on April 24, 2004. |
(9) | The option vests in five equal annual installments beginning on April 22, 2005. |
(10) | The option vests in five equal annual installments beginning on August 15, 2006. |
(11) | The option vests in five equal annual installments beginning on November 8, 2006. |