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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 01/07/2019 | A | 21,729 | (2) | (2) | Common Stock | 21,729 | $ 0 | 21,729 | D | ||||
Employee Stock Option (right to buy) | $ 10.93 | 01/07/2019 | A | 21,729 | (3) | 01/07/2029 | Common Stock | 21,729 | $ 0 | 21,729 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STOLPER MARK 1510 COTNER AVE. LOS ANGELES,, CA 90025 |
Executive VP and CFO |
/s/ Mark D. Stolper | 03/05/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of RDNT common stock and/or the cash equivalent of such share. |
(2) | The RSUs vest in three equal annual installments with such vesting occurring on January 7, 2019, January 7, 2020, and January 7, 2021, respectively. RDNT Shares (and/or cash) will generally be delivered to the reporting person in exchange for vested RSUs on the earlier of (i) the reporting person's separation from service, death or disability, (ii) a change in control of RDNT, or (iii) January 7, 2024. The vesting of RSUs may also be accelerated under certain circumstances. |
(3) | The stock option vests in three equal annual installments with such vesting occurring on January 7, 2020, January 7, 2021, and January 7, 2022, respectively. The vesting of the stock option may also be accelerated under certain circumstances. |
Remarks: The Form 4 is being amended to correct the date of the earliest reported transaction, the Table II Box 6 expiration date for the stock option, and the vesting schedules for the restricted stock units and stock option. |