UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Call Options (Right to Buy) | 11/09/2018 | 03/15/2019 | Common Stock | 300,000 | $ 10 | I | See footnotes (1) (3) |
Call Options (Right to Buy) | 11/09/2018 | 03/15/2019 | Common Stock | 200,000 | $ 10 | I | See footnotes (2) (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Deer Park Road Management Company, LP 1195 BANGTAIL WAY STEAMBOAT SPRINGS, CO 80487 |
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Deer Park Road Management GP, LLC 1195 BANGTAIL WAY STEAMBOAT SPRINGS, CO 80487 |
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Deer Park Road Corp 1195 BANGTAIL WAY STEAMBOAT SPRINGS, CO 80487 |
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Craig-Scheckman Michael David 1195 BANGTAIL WAY STEAMBOAT SPRINGS, CO 80487 |
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AgateCreek LLC 1195 BANGTAIL WAY STEAMBOAT SPRINGS, CO 80487 |
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Burg Scott Edward 1195 BANGTAIL WAY STEAMBOAT SPRINGS, CO 80487 |
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Deer Park Road Management Company, LP, By: Deer Park Road Management GP, LLC its general partner, By: Deer Park Road Corporation, its managing member, By: /s/ Michael David Craig-Scheckman, Chief Executive Officer | 11/13/2018 | |
**Signature of Reporting Person | Date | |
Deer Park Road Management GP, LLC, By: Deer Park Road Corporation, its managing member, By: /s/ Michael David Craig-Scheckman, Chief Executive Officer | 11/13/2018 | |
**Signature of Reporting Person | Date | |
Deer Park Road Corporation, By: /s/ Michael David Craig-Scheckman, Chief Executive Officer | 11/13/2018 | |
**Signature of Reporting Person | Date | |
/s/ Michael David Craig-Scheckman | 11/13/2018 | |
**Signature of Reporting Person | Date | |
AgateCreek LLC, By: /s/ Scott Edward Burg, Sole Member | 11/13/2018 | |
**Signature of Reporting Person | Date | |
/s/ Scott Edward Burg | 11/13/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of the Issuer's common stock ("Shares") and options to acquire Shares ("Options") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. |
(2) | These Shares and Options are held for the account of SBF Opportunities Master Fund Limited. Deer Park serves as investment adviser to SBF Opportunities Master Fund Limited. |
(3) | Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares and Options except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares or Options for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |