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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

(Amendment No. 3)1

Advanced Energy Industries, Inc.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
007973 10 0
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pusuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

 
1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

      The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                       
CUSIP No.
  
007973 10 0  
 13G Page  
2 
   of   
7  
  Pages

 

           
1.   NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
   
Douglas S. Schatz & Jill E. Schatz Family Trust 
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  WYOMING
       
  5.   SOLE VOTING POWER
     
NUMBER OF   8,655,722
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   136,668
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   8,655,722
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    136,668
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,792,390
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  21.0 %
     
12.   TYPE OF REPORTING PERSON*
   
  OO
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

                       
CUSIP No.
  
007973 10 0  
 13G Page  
3 
   of   
7 
  Pages 

 

           
1.   NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
   
Douglas S. Schatz  
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  UNITED STATES
       
  5.   SOLE VOTING POWER
     
NUMBER OF   8,655,722
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   136,668
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   8,655,722
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    136,668
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,792,390
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  21.0 %
     
12.   TYPE OF REPORTING PERSON*
   
  IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

                       
CUSIP No.
  
007973 10 0  
 13G Page  
4 
   of   
7  
  Pages

 

           
1.   NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
   
Jill E. Schatz  
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  UNITED STATES
       
  5.   SOLE VOTING POWER
     
NUMBER OF   8,655,722
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   136,668
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   8,655,722
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    136,668
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,792,390
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  21.0 %
     
12.   TYPE OF REPORTING PERSON*
   
  IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

     
Item 1(a).
  Name of Issuer
 
    
 
  Advanced Energy Industries, Inc.
 
    
Item 1(b).
  Address of Issuer’s Principal Executive Offices
 
    
 
  1625 Sharp Point Drive
Fort Collins, CO 80525
 
    
Item 2(a).
  Names of Person Filing
 
    
 
  Douglas S. Schatz & Jill E. Schatz Family Trust
Douglas S. Schatz
Jill E. Schatz
 
    
Item 2(b).
  Address of Principal Business Office or, if None, Residence
 
    
 
  PO Box 481
Fort Collins, CO 80522
 
    
Item 2(c).
  Citizenship
 
    
 
  Douglas S. Schatz & Jill E. Schatz Family Trust — Wyoming
Douglas S. Schatz — United States
Jill E. Schatz — United States
 
    
Item 2(d).
  Title of Class of Securities
 
  Common Stock, $0.001 par value
 
    
Item 2(e).
  CUSIP Number
 
    
 
  007973 10 0
 
    
Item 3.
  If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
 
    
 
  Not applicable

 

 

     
Item 4.
  Ownership
 
    
 
  (a)      Amount Beneficially Owned:
 
    
 
            Douglas S. Schatz & Jill E. Schatz Family Trust — 8,792,390 shares
 
    
 
            Douglas S. Schatz — 8,792,390 shares
 
    
 
            Jill E. Schatz — 8,792,390 shares
 
    
 
  (b)      Percent of Class:
 
    
 
            Douglas S. Schatz & Jill E. Schatz Family Trust — 21.0 %
 
    
 
            Douglas S. Schatz — 21.0 %
 
    
 
            Jill E. Schatz — 21.0 %
 
    
 
  (c)      Number of shares as to which such person has:
 
    
 
            Douglas S. Schatz & Jill E. Schatz Family Trust and Douglas S. Schatz:
 
    
 
            (i)       sole power to vote or to direct the vote: 8,655,722
 
    
 
            (ii)      shared power to vote or to direct the vote: 136,668**
 
    
 
            (iii)     sole power to dispose or to direct the disposition of: 8,655,722
 
    
 
            (iv)     shared power to dispose or to direct the disposition of: 136,668**
 
    
 
            Jill E. Schatz:
 
    
 
            (i)       sole power to vote or to direct the vote: 8,655,722
 
    
 
            (ii)      shared power to vote or to direct the vote: 136,668**
 
    
 
            (iii)     sole power to dispose or to direct the disposition of: 8,655,722
 
    
 
            (iv)     shared power to dispose or to direct the disposition of: 136,668**
 
**   Mr. and Mrs. Schatz are trustees of a charitable foundation that is the record holder of 136,668 shares of common stock of the issuer. The two other trustees of the charitable foundation are members of Mr. and Mrs. Schatz’s immediate family. Accordingly, Mr. Schatz and Mrs. may be deemed to share with the other trustees voting and dispositive power with

 

 

    respect to the charitable foundation’s 136,668 shares. Mr. and Mrs. Schatz disclaim beneficial ownership of the shares held by the charitable foundation.
     
Item 5.
  Ownership of Five Percent or Less of a Class
 
    
 
  Not applicable
 
    
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person
 
    
 
  Not applicable
 
    
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company
 
    
 
  Not applicable
 
    
Item 8.
  Identification and Classification of Members of the Group
 
    
 
  Not applicable
 
    
Item 9.
  Notice of Dissolution of Group
 
    
 
  Not applicable
 
    
Item 10.
  Certification
 
    
 
  Not applicable
SIGNATURE
          After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
Date: February 13, 2009  DOUGLAS S. SCHATZ &
JILL E. SCHATZ FAMILY TRUST
 		  
  By:   /s/ Douglas S. Schatz    
    Douglas S. Schatz, Trustee   
 
  By:   /s/ Jill E. Schatz    
    Jill E. Schatz, Trustee   
       
 
  By:   /s/ Douglas S. Schatz    
    Douglas S. Schatz   
       
 
  By:   /s/ Jill E. Schatz    
    Jill E. Schatz