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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 22.6 | 05/05/2009 | M | 11,325 | (4) | 06/16/2015 | Common Stock | 11,325 | $ 0 | 0 | D | ||||
Stock Option | $ 16.95 | 05/06/2009 | M | 15,135 | (5) | 08/14/2016 | Common Stock | 15,135 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SHEINFELD IRA S C/O WMS INDUSTRIES INC. 800 S. NORTHPOINT BLVD. WAUKEGAN, IL 60085 |
X |
/s/ Ira S. Sheinfeld | 05/07/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes or consists of (i) 17,970 shares of restricted stock, for which restrictions will lapse as to (a) 3,668 shares 9/18/09; (b) 3,833 shares on 9/18/2009 and 9/18/2010; and (c) 6,636 shares when the reporting person ceases to be a director provided such reporting person gives 6 months notice of any resignation, except as otherwise agreed by the Board of Directors and (ii) 4,978 shares of Common Stock to be delivered pursuant to deferred stock units when the reporting person ceases to be a director. |
(2) | The details of these trades were as follows: 861 at $33.80; 625 at $33.82; 800 at $33.84; 1,000 at $33.85; 3,600 at $33.86; 2,439 at $33.87; 1,500 at $33.88 and 500 at $33.89. |
(3) | The details of these trades were as follows: 300 at $35.05; 500 at $35.06; 735 at $35.10; 2,100 at $35.11; 800 at $35.12; 700 at $35.13; 700 at $35.14; 700 at $35.15; 700 at $35.16; 600 at $35.17; 300 at $35.18; 900 at $35.19; 100 at $35.20; 800 at $35.21; 100 at $35.22; 758 at $35.23; 3,442 at $35.25; 200 at $35.2575; 200 at $35.265; 400 at $35.285 and 100 at $35.36. |
(4) | Two year vesting: 50% on 6/16/2006 and 6/16/2007. |
(5) | Two year vesting: 50% on 8/14/2007 and 8/14/2008. |