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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 15 | 08/05/2009 | M | 112,500 | 05/14/2002 | 05/14/2011 | Common Stock | 112,500 | $ 0 | 0 | D | ||||
Stock Option | $ 13.01 | 08/05/2009 | M | 8,000 | (6) | 08/09/2011 | Common Stock | 8,000 | $ 0 | 0 | D | ||||
Stock Option | $ 9.52 | 08/05/2009 | M | 37,500 | 05/08/2002 | 05/08/2012 | Common Stock | 37,500 | $ 0 | 0 | D | ||||
Stock Option | $ 16.55 | 08/05/2009 | M | 37,500 | 09/18/2003 | 09/18/2013 | Common Stock | 37,500 | $ 0 | 0 | D | ||||
Stock Option | $ 18.98 | 08/05/2009 | M | 11,250 | 05/10/2005 | 05/10/2014 | Common Stock | 11,250 | $ 0 | 0 | D | ||||
Stock Option | $ 20.33 | 08/05/2009 | M | 93,250 | (7) | 12/09/2014 | Common Stock | 93,250 | $ 0 | 54,299 | D | ||||
Stock Option | $ 20.33 | 08/06/2009 | M | 54,299 | (7) | 12/09/2014 | Common Stock | 54,299 | $ 0 | 0 | D | ||||
Stock Option | $ 20.33 | 08/06/2009 | M | 150,000 | (8) | 12/09/2014 | Common Stock | 150,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GAMACHE BRIAN R 800 S. NORTHPOINT BLVD WAUKEGAN, IL 60085 |
Chairman & CEO |
/s/ Brian R. Gamache | 08/07/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 82,185 shares of restricted stock, for which restrictions will lapse on (a) 5,100 on each of 9/18/2009, 9/18/2010 and 9/18/2011 and 5,101 on 9/18/2012; (b) 17,036 on 9/18/2009 if certain performance goals are met, if not, such shares will vest on 9/18/2010 provided certain performance goals are met as of that date and 17,036 on 9/18/2010 if certain performance goals are met; (c) 4,413 on 9/19/2010 and 4,414 on each of 9/19/2009 and 9/19/2011; and (d) 7,235 on 6/7/2010 and 7,236 on 6/7/2011. |
(2) | The details of these trades were as follows: 222,000 at $40.50; 400 at $40.505; 15,300 at $40.51; 6,000 at $40.52; 3,800 at $40.53; 3,700 at $40.54; 100 at $40.542; 2,400 at $40.55; 3,400 at $40.56; 4,700 at $40.57; 1,700 at $40.58; 5,700 at 40.59; 1,600 at $40.60; 2,500 at $40.61; 1,000 at $40.62; 500 at $40.63 and 25,200 at $41.00. |
(3) | The details of these trades were as follows: 110,199 at $40.00; 7,200 at $40.01; 2,000 at $40.02; 300 at $40.03; 100 at $40.06; 100 at $40.07; 600 at $40.08; 200 at $40.09; 100 at $40.0972; 1,300 at $40.10; 1,500 at $40.11; 2,400 at $40.12; 2,100 at $40.13; 3,500 at $40.14; 200 at $40.145; 16,600 at $40.15; 9,700 at $40.16; 9,800 at $40.17; 8,300 at $40.18; 4,400 at $40.19; 8,400 at $40.20; 7,600 at $40.21; 3,700 at $40.22; 3,200 at $40.23; 500 at $40.24; 100 at $40.25 and 200 at $40.26. |
(4) | These shares were issued in payout of certain equity-based performance units awarded to reporting person on August 14, 2006 with a performance measurement date of June 30, 2009. |
(5) | Represents a reduction in shares to satify the tax withholding obligation of the Company in connection with the payout of the equity-based performance units described in footnote 4. |
(6) | Three year vesting: 33 1/3% on 8/9/2002, 8/9/2003 and 8/9/2004. |
(7) | Three year vesting: 33 1/3% on 12/9/2005, 12/9/2006 and 12/9/2007. |
(8) | Three year vesting: 33 1/3% on 8/11/2005, 8/11/2006 and 8/11/2007. |