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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nonqualified Stock Option (right-to-buy) | $ 3.13 | 02/14/2008 | M | 600 | (1) | 01/02/2011 | Common Stock | 600 | $ 0 | 0 | D | ||||
Nonqualified Stock Option (right-to-buy) | $ 3.4 | 02/14/2008 | M | 1,200 | (2) | 01/02/2012 | Common Stock | 1,200 | $ 0 | 0 | D | ||||
Nonqualified Stock Option (right-to-buy) | $ 2.58 | 02/14/2008 | M | 1,800 | (3) | 01/02/2013 | Common Stock | 1,800 | $ 0 | 0 | D | ||||
Nonqualified Stock Option (right-to-buy) | $ 7.7 | 02/14/2008 | M | 2,400 | (4) | 01/02/2014 | Common Stock | 2,400 | $ 0 | 600 | D | ||||
Nonqualified Stock Option (right-to-buy) | $ 10.83 | 02/14/2008 | M | 3,000 | (5) | 01/03/2015 | Common Stock | 3,000 | $ 0 | 2,000 | D | ||||
Nonqualified Stock Option (right-to-buy) | $ 10.94 | 02/14/2008 | M | 2,000 | (6) | 01/03/2016 | Common Stock | 2,000 | $ 0 | 3,000 | D | ||||
Nonqualified Stock Option (right-to-buy) | $ 13.27 | 02/14/2008 | M | 1,000 | (7) | 01/02/2017 | Common Stock | 1,000 | $ 0 | 4,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SIMS LUKE E LACROSSE FOOTWEAR, INC. 17634 NE AIRPORT WAY PORTLAND, OR 97230 |
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/s/ James D. Fontaine, Attorney-in-fact for Luke E. Sims | 02/15/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Option becomes exercisable as to 20% on January 2, 2002, 2003, 2004, 2005 and 2006, respectively. |
(2) | Option becomes exercisable as to 20% on January 2, 2003, 2004, 2005, 2006 and 2007, respectively. |
(3) | Option becomes exercisable as to 20% on January 2, 2004, 2005, 2006, 2007 and 2008, respectively. |
(4) | Option becomes exercisable as to 20% on January 2, 2005, 2006, 2007, 2008 and 2009, respectively. |
(5) | Option becomes exercisable as to 20% on January 3, 2006, 2007, 2008, 2009 and 2010, respectively. |
(6) | Option becomes exercisable as to 20% on January 3, 2007, 2008, 2009, 2010 and 2011, respectively. |
(7) | Option becomes exercisable as to 20% on January 2, 2008, 2009, 2010, 2011 and 2012, respectively. |