UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Revolution Living LLC 1717 RHODE ISLAND AVENUE, N.W. WASHINGTON,, DC 20036 |
 |  X |  |  |
Revolution LLC 1717 RHODE ISLAND AVENUE, N.W. WASHINGTON,, DC 20036 |
 |  X |  |  |
Stephen M Case Revocable Trust PO BOX 33139 WASHINGTON,, DC 20033-3139 |
 |  X |  |  |
CASE STEPHEN M PO BOX 33139 WASHINGTON,, DC 20033-3139 |
 |  X |  |  |
/s/ STEPHEN M. CASE | 08/15/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 4, 2005, Revolution Living LLC entered into a Transaction Agreement pursuant to which it agreed to subscribe for 2,500,000 shares of Class A Common Stock, par value $0.0001, to be newly issued by Gaiam, Inc. The securities are owned solely by Revolution Living LLC, which is a member of a "group" with Revolution LLC, Stephen M. Case Revocable Trust and Stephen M. Case for purposes of Section 13(d) of the Exchange Act. |