UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (Right to Buy) | Â (1) | 03/14/2018 | Common Stock | 750 | $ 14.85 | D | Â |
Option (Right to Buy) | Â (2) | 03/19/2019 | Common Stock | 850 | $ 16.25 | D | Â |
Option (Right to Buy) | Â (3) | 03/18/2023 | Common Stock | 900 | $ 16.43 | D | Â |
Option (Right to Buy) | Â (4) | 03/17/2024 | Common Stock | 805 | $ 20.29 | D | Â |
Option (Right to Buy) | Â (5) | 03/16/2025 | Common Stock | 795 | $ 21.03 | D | Â |
Option (Right to Buy) | Â (6) | 03/14/2026 | Common Stock | 793 | $ 21.86 | D | Â |
Option (Right to Buy) | Â (7) | 03/20/2027 | Common Stock | 364 | $ 30.46 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUNN RYAN C C/O ENTERPRISE BANCORP, INC. 222 MERRIMACK STREET LOWELL, MA 01852 |
 |  |  EVP-Principal Subsidiary |  |
/s/ John P. Clancy, attorney-in-fact for Ryan C. Dunn | 03/29/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options vested at 25% per year on the anniversary date of the grant with the first installment vesting on March 15, 2012. Options are fully vested. |
(2) | Options vested at 25% per year on the anniversary date of the grant with the first installment vesting on March 20, 2013. Options are fully vested. |
(3) | Options vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date. The first installment vested on March 19, 2015. Options are fully vested. |
(4) | Options vest 50% on the second anniversary date of the grant and 50% on the fourth anniversary date of the grant. The first installment vested on March 18, 2016. |
(5) | Options vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date. The first installment vested on March 17, 2017. |
(6) | Options vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date. The first installment vested on March 15, 2018. |
(7) | Options vest 50% on the second anniversary date of the grant and 50% on the fourth anniversary date of the grant. The first installment vests on March 21, 2019. |