UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kanen David C/O KANEN WEALTH MANAGEMENT LLC 10141 SWEET BAY CT. PARKLAND, FL 33076 |
 |  X |  |  |
Kanen Wealth Management LLC 10141 SWEET BAY CT. PARKLAND, FL 33076 |
 |  X |  |  |
/s/ David L. Kanen | 08/08/2016 | |
**Signature of Reporting Person | Date | |
/s/ David L. Kanen, managing member of Kanen Wealth Management LLC | 08/08/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | David L. Kanen is the managing member of Kanen Wealth Management LLC ("KWM"). Mr. Kanen is the beneficial owner of 398,803 shares of Common Stock of the Issuer held for his own account. Mr. Kanen and KWM may be deemed the beneficial owner (within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934, as amended) of an additional 1,532,601 shares of Common Stock of the Issuer held in accounts of customers of KWM over which KWM has discretionary voting and investment authority. Neither Mr. Kanen nor KWM have or share the opportunity, directly or indirectly, to profit or share in any profit derived from transactions in the shares of Common Stock held in customer accounts and they disclaim any pecuniary interest therein. |
(2) | This report shall not be deemed to be an admission that either of Mr. Kanen or KWM are the beneficial owners of such shares of Common Stock held in customer accounts for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |