UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
| Date of Report (Date of Earliest Event Reported): | May 22, 2018 |
MMA Capital Management, LLC
(Exact name of registrant as specified in its charter)
| Delaware | 001-11981 | 52-1449733 |
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| of incorporation) | File Number) | Identification No.) |
| 3600 O’Donnell St, Suite 600, Baltimore, Maryland | 21224 | |
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| Registrant’s telephone number, including area code: | (443) 263-2900 |
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 Submission of Matters to a Vote of Security Holders
On May 22, 2018, the Company held its annual meeting of shareholders. At that meeting, the shareholders of the Company re-elected J. P. Grant III and Michael L. Falcone to the Board of Directors for a three-year term, approved a non-binding advisory resolution approving the compensation of the named executive officers of the Company and ratified the appointment of KPMG, LLP as independent registered public accountant for the calendar year ending 2018. As to these matters, the numbers of votes cast for or against, as well as the number of abstentions and broker non-votes, are as set forth below:
| 1. | Election of directors nominated by MMA Capital Management, LLC to serve for a term to expire in 2021 and until their successors are duly elected and qualified: |
| Nominee |
Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
| J. P. Grant III | 2,343,556 | 162,083 | 56,966 | 2,338,484 |
| Michael L. Falcone | 2,359,385 | 199,089 | 4,131 | 2,338,484 |
| 2. | The non-binding Advisory Vote on Executive Compensation: |
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Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
| 2,306,753 | 97,824 | 158,028 | 2,338,484 |
| 3. | Ratification of KPMG, LLP as independent registered public accounting firm for 2018: |
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Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
| 4,305,546 | 589,920 | 5,623 | 0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MMA Capital Management, LLC | |||
| May 23, 2018 | By: | /s/ Michael L. Falcone | |
| Name: Michael L. Falcone | |||
| Title: Chief Executive Officer and President | |||