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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TUCCI GARY 1360 POST OAK BLVD., SUITE 2100 HOUSTON, TX 77056-3023 |
X |
/s/ Gary A. Tucci | 02/05/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale of shares reported in this Form 4 were effected pursuant to a stock trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, which was entered into effective August 29, 2006. The adoption of this plan was previously disclosed by the Company in its Current Report on Form 8-K filed with the Securities and Exchange Commission on September 6, 2006. |
(2) | All of the 463,300 shares of the Company?s common stock eligible for sale by Mr. Tucci pursuant to the stock trading plan that is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, as previously disclosed by the Company in its Current Report on Form 8-K filed with the Securities and Exchange Commission on September 6, 2006 have been sold. Thus, as reflected in Mr. Tucci?s end of period holdings in this Form 4, he no longer holds any shares of the Company?s common stock indirectly via the limited partnership described in the above referenced Form 8-K. The amount of shares of the Company?s common stock held indirectly via this limited partnership by Mr. Tucci was inadvertently understated due to a transposition of two numbers in certain of his prior Form 4 filings and has been adjusted in accounting for the transactions reported in this Form 4. |