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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dutt Aditya RENAISSANCE HOUSE 12 CROW LANE PEMBROKE, D0 HM 19 |
President, Ventures |
/S/ Stephen H. Weinstein, Attorney-in-Fact | 07/23/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares acquired under a dividend reinvestment plan which, due to a clerical error, were not previously reported by the Reporting Person. |
(2) | Amounts represent the number of shares benefically owned by the Reporting Person as if the Reporting Person acquired such shares immediately prior to the transaction that occurred on 07/21/2015 reported herein. |
(3) | The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2014. |
Remarks: Transactions pursuant to the dividend reinvestment plan reported herein inadvertently resulted in a short swing profit of approximately $1,200 under Section 16(b) of the Securities Exchange Act of 1934, as amended ("Section 16(b)"). The Issuer will make arrangements with the Reporting Person to disgorge short swing profits realized to the Issuer, and upon settlement, the Reporting Person will have discharged in full any obligation under Section 16(b) with respect to the reported transactions. The Reporting Person terminated his dividend reinvestment plan transactions following the July 3, 2012 transaction reported herein and has not engaged in any dividend reinvestment plan transactions since such date. Exhibit List Exhibit 24 - Power of Attorney |