UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

August 4, 2016

Date of Report (Date of earliest event reported)

 

BALLANTYNE STRONG, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   1-13906   47-0587703

(State or other urisdiction

of incorporation or organization)

 

(Commission

File No.)

 

(IRS Employer

Identification Number)

 

13710 FNB Parkway, Suite 400

Omaha, Nebraska

  68154
(Address of principal executive offices)   (Zip Code)

 

(402) 453-4444

(Registrant’s telephone number including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 
   

 

Item 2.02           Results of Operations and Financial Condition

 

Ballantyne Strong, Inc. (the “Company”) issued a press release on August 4, 2016 with earnings information for the Company’s fiscal quarter ended June 30, 2016. The press release is furnished with this Current Report on Form 8-K (this “Current Report”) as Exhibit 99.1. The Company also issued an investor presentation on August 4, 2016 that is furnished with this Current Report as Exhibit 99.2.

 

Item 7.01          Regulation FD Disclosure

 

The information set forth under Item 2.02 of this Current Report is incorporated herein by reference.

 

Item 9.01          Financial Statements and Exhibits

 

(d) Exhibits.

 

99.1 Press Release with earnings information, dated August 4, 2016, issued by the Company.

99.2 Investor Presentation, dated August 4, 2016, issued by the Company.

 

The information contained in this Current Report, including the exhibits, is being “furnished” and, as such, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

 
   

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  BALLANTYNE STRONG, INC.
     
Date: August 4, 2016 By: /s/ Nathan D. Legband
    Nathan D. Legband
    Chief Financial Officer

 

 
   

 

EXHIBIT INDEX

 

Exhibit No.   Description
99.1   Press Release, dated August 4, 2016, issued by the Company.
99.2   Investor Presentation, dated August 4, 2016, issued by the Company.