1. Name and Address of Reporting Person * |
Â
Tobia Alfred Victor Jr. |
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2. Date of Event Requiring Statement (Month/Day/Year) 06/19/2018 |
3. Issuer Name and Ticker or Trading Symbol ACACIA RESEARCH CORP [ACTG]
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520 NEWPORT CENTER DRIVE, 12TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
_____ 10% Owner |
_____ Officer (give title below) |
_____ Other (specify below) |
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5. If Amendment, Date Original Filed(Month/Day/Year)
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NEWPORT BEACH, CA 92660 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock
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201,664
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I
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By Sidus Investment Management, LLC
(1)
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Common Stock
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177,957
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I
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By Sidus Invenstment Partners, L.P.
(2)
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Common Stock
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487,235
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I
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By Sidus Douple Alpha Fund, L.P.
(3)
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Common Stock
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223,144
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I
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By Sidus Double Alpha, Ltd.
(4)
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* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virture of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims benenfical ownership of such shares of common stock except to the extent of his pecuniary interest therein. |
(2) |
Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virture of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. |
(3) |
Shares of common stock owned direclty by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virture of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims benenfical ownership of such shares of common stock except to the extent of his pecuniary interest therein. |
(4) |
Shares of common stock owned directly by Sidus Double Alpha, Ltd. ("Sidus Double Alph Offshore"). The Reporting Person, solely by virture of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims benenfical ownership of such shares of common stock except to the extent of his pecuniary interest therein. |