Document


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
Current Report Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 9, 2016
 
 
LAM RESEARCH CORPORATION
(Exact name of registrant as specified in its charter)
 
 
Delaware
(State or Other Jurisdiction of Incorporation)
 
 
 
 
0-12933
 
94-2634797
(Commission File Number)
 
(IRS Employer Identification Number)
4650 Cushing Parkway
Fremont, California 94538
(Address of principal executive offices including zip code)
(510) 572-0200
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 



 
 

TABLE OF CONTENTS

Item 5.07
Submission of Matters to a Vote of Security Holders
SIGNATURES


Item 5.07    Submission of Matters to a Vote of Security Holders
The Annual Meeting of Stockholders was held at the principal office of the Company at 4650 Cushing Parkway, Fremont, California 94538 on November 9, 2016.
The results of voting on the following items were as set forth below:
(a) The votes for the nine nominated directors, to serve until the next annual meeting of stockholders, and until their successors are elected and qualified, were as follows:
NOMINEE
 
% OF
VOTES
CAST FOR
 
FOR
 
WITHHELD
 
BROKER
NON-VOTES
Martin B. Anstice
 
99.93
 
133,816,086
 
88,101

 
13,407,897
Eric K. Brandt
 
99.91
 
133,778,764
 
125,423

 
13,407,897
Michael R. Cannon
 
99.92
 
133,799,060
 
105,127

 
13,407,897
Youssef A. El-Mansy
 
99.61
 
133,382,358
 
521,829

 
13,407,897
Christine A. Heckart
 
99.94
 
133,827,563
 
76,624

 
13,407,897
Catherine P. Lego
 
99.59
 
133,360,725
 
543,462

 
13,407,897
Stephen G. Newberry
 
99.33
 
133,006,460
 
897,727

 
13,407,897
Abhijit Y. Talwalkar
 
99.65
 
133,431,314
 
472,873

 
13,407,897
Lih Shyng (Rick L.) Tsai
 
91.43
 
122,431,236
 
11,472,951

 
13,407,897
All nine director nominees were duly elected.

(b) The vote on a proposal to approve on an advisory basis the compensation of the named executive officers of the Company (“Say on Pay”) was as follows:
 
 
% OF
VOTES
CAST FOR
 
FOR
 
AGAINST
 
ABSTAIN
 
BROKER
NON-VOTES
Total Shares Voted
 
98.32
 
131,666,399
 
2,071,333
 
166,455
 
13,407,897
The proposal was approved.

(c) The vote on a proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2017 was as follows:
 
 
% OF
VOTES
CAST FOR
 
FOR
 
AGAINST
 
ABSTAIN
 
BROKER
NON-VOTES
Total Shares Voted
 
98.60
 
145,258,429
 
1,925,415
 
128,240
 
-
The appointment was ratified.

In addition, as previously disclosed, the proposal to elect two directors to the board of the Company from the KLA-Tencor Corporation (“KLA-Tencor”) board of directors subject to and conditional upon the consummation of the merger was withdrawn upon the termination of the KLA-Tencor merger.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 15, 2016
 
 
 
 
 
LAM RESEARCH CORPORATION
 
By:
/s/ George M. Schisler
 
 
George M. Schisler
Vice President, General Legal Affairs