|
Name:
|
Neuberger
Berman High Yield Strategies Fund Inc.
|
|
Address
of Principal
|
|
|
Business
Office:
|
605
Third Avenue, 2nd
Floor
|
|
|
New
York, NY 10158
|
|
Telephone
Number:
|
(212)
476-9000
|
|
Name
and Address of Agent
|
|
|
for
Service of Process:
|
CSC-Lawyers
Incorporating Service Company
|
|
7
St. Paul Street, Suite 1660
|
|
|
Baltimore,
MD 21202
|
|
Registrant
is filing a Registration Statement pursuant to Section 8(b) of the
Investment Company Act of 1940 concurrently with the filing of Form
N-8A: ___
Yes X
No
|
|
Item
1.
|
Exact
Name of registrant.
|
|
|
Neuberger
Berman High Yield Strategies Fund Inc.
|
||
|
Item
2.
|
Name
of State under the laws of which registrant was organized or created and
the date of such organization or creation.
|
|
|
Registrant
was organized under the laws of the State of Maryland on March 18,
2010.
|
||
|
Item
3.
|
Form
of organization of registrant (for example, corporation, partnership,
trust, joint stock company, association, fund).
|
|
|
Corporation
|
||
|
Item
4.
|
Classification
of registrant (face amount certificate company, unit investment trust, or
management company).
|
|
|
Registrant
is a management company.
|
||
|
Item
5.
|
If
registrant is a management company:
|
|
|
(a)
|
state
whether registrant is registering as a “closed-end” company or an
“open-end” company;
|
|
|
Registrant
is registering as a closed-end company.
|
||
|
(b)
|
state
whether registrant is registering as a “diversified” company or a
“non-diversified” company (read Instruction 4(i) carefully before
replying).
|
|
|
Registrant
is registering as a non-diversified company.
|
||
|
Item
6.
|
Name
and address of each investment adviser of registrant.
|
|
|
Neuberger
Berman Management LLC
|
||
|
605
Third Avenue, 2nd
Floor
|
||
|
New
York, NY 10158
|
||
|
Neuberger
Berman Fixed Income LLC
|
||
|
605
Third Avenue, 2nd
Floor
|
||
|
New
York, NY 10158
|
||
|
Item
7.
|
If
registrant is an investment company having a board of directors, state the
name and address of each officer and director of the
registrant.
|
|||
|
Joseph
V. Amato
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
John
Cannon
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Faith
Colish
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Robert
John Conti
|
Director;
President
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Martha
Clark Goss
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
C.
Anne Harvey
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Robert
A. Kavesh
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Michael
Mark Knetter
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Howard
A. Mileaf
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
George
Wyman Morriss
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Edward
I. O’Brien
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Jack
Leon Rivkin
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Cornelius
T. Ryan
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Tom
Decker Seip
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Candace
L. Straight
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Peter
Paul Trapp
|
Director
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Andrew
B. Allard
605
Third Avenue, 2nd
Floor
|
Anti-Money
Laundering
Compliance
Officer
|
|
||
|
New
York, New York 10158
|
||||
|
Claudia
Ann Brandon
|
Secretary
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Maxine
L. Gerson
|
Executive
Vice President
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Sheila
R. James
|
Assistant
Secretary
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Brian
Kerrane
|
Vice
President
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Kevin
Lyons
|
Assistant
Secretary
|
|||
|
605
Third Avenue, 2nd
Floor
|
||||
|
New
York, New York 10158
|
||||
|
Owen
F. McEntee, Jr.
|
Vice
President
|
|||
|
605
Third Avenue, 2nd
Floor
|
|
New
York, New York 10158
|
|||||
|
John
M. McGovern
|
Treasurer
|
||||
|
605
Third Avenue, 2nd
Floor
|
Principal
Financial and
|
||||
|
New
York, New York 10158
|
Accounting
Officer
|
||||
|
Andrew
Provencher
|
Vice
President
|
||||
|
605
Third Avenue, 2nd
Floor
|
|||||
|
New
York, New York 10158
|
|||||
|
Frank
Rosato
|
Assistant
Treasurer
|
||||
|
605
Third Avenue, 2nd
Floor
|
|||||
|
New
York, New York 10158
|
|||||
|
Neil
S. Siegel
|
Vice
President
|
||||
|
605
Third Avenue, 2nd
Floor
|
|||||
|
New
York, New York 10158
|
|||||
|
Chamaine
Williams
|
Chief
Compliance Officer
|
||||
|
605
Third Avenue, 2nd
Floor
|
|||||
|
New
York, New York 10158
|
|||||
|
Item
8.
|
If
registrant is an unincorporated investment company not having a board of
directors:
|
||||
|
(a)
|
state
the name and address of each sponsor of registrant;
|
||||
|
Not
Applicable
|
|||||
|
(b)
|
state
the name and address of each officer and director of each sponsor of
registrant;
|
||||
|
Not
Applicable
|
|||||
|
(c)
|
state
the name and address of each trustee and each custodian of
registrant.
|
||||
|
Not
Applicable
|
|||||
|
Item
9.
|
|||||
|
(a)
|
State
whether registrant is currently issuing and offering its securities
directly to the public (yes or no).
|
||||
|
No
|
|||||
|
(b)
|
If
registrant is currently issuing and offering its securities to the public
through an underwriter, state the name and address of such
underwriter.
|
||||
|
Not
Applicable
|
|||||
|
(c)
|
If
the answer to Item 9(a) is “no” and the answer to Item 9(b) is “not
applicable,” state whether registrant presently proposes to make a public
offering of its securities (yes or no).
|
||||
|
Yes
|
|||||
|
(d)
|
State
whether registrant has any securities currently issued and outstanding
(yes or no).
|
||||
|
No
|
|||||
|
(e)
|
If
the answer to Item 9(d) is “yes,” state as of a date not to exceed ten
days prior to the filing of this notification of registration the number
of beneficial owners of registrant’s outstanding securities (other than
short-term paper) and the name of any company owning 10 percent or more of
registrant’s outstanding voting securities.
|
||||
|
Not
Applicable
|
|||||
|
Item
10.
|
State
the current value of registrant’s total assets.
|
||||
|
Zero
(0)
|
|||||
|
Item
11.
|
State
whether registrant has applied or intends to apply for a license to
operate as a small business investment company under the Small Business
Investment Act of 1958 (yes or no).
|
||||
|
No
|
|||||
|
Item
12.
|
Attach
as an exhibit a copy of the registrant’s last regular periodic report to
its securityholders, if any.
|
||||
|
Not
Applicable
|
|||||
|
NEUBERGER
BERMAN HIGH YIELD STRATEGIES FUND INC.
|
|||
|
By:
|
/s/
|
Robert
Conti
|
|
|
Robert
Conti
|
|||
|
|
President
and Director
|
||
|
Attest:
|
/s/
Claudia A. Brandon
|
|
Claudia
A. Brandon
|
|
|
Secretary
|