1. Name and Address of Reporting Person * |
Â
Bazarko Daniel |
|
2. Date of Event Requiring Statement (Month/Day/Year) 02/19/2019 |
3. Issuer Name and Ticker or Trading Symbol ALEXION PHARMACEUTICALS, INC. [ALXN]
|
C/O ALEXION PHARMACEUTICALS, INC., 121 SEAPORT BOULEVARD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
SVP, Controller, CAO |
|
5. If Amendment, Date Original Filed(Month/Day/Year)
|
BOSTON, MA 02210 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $.0001 per share
|
243
(1)
|
D
|
Â
|
Common Stock, par value $.0001 per share
|
1,350
(2)
|
D
|
Â
|
Common Stock, par value $.0001 per share
|
219
(3)
|
D
|
Â
|
Common Stock, par value $.0001 per share
|
4,762
(4)
|
D
|
Â
|
Common Stock, par value $.0001 per share
|
2,294
(5)
|
D
|
Â
|
Common Stock, par value $.0001 per share
|
2,025
(6)
|
D
|
Â
|
Common Stock, par value $.0001 per share
|
5,020
|
D
|
Â
|
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Purchase Common Stock
|
Â
(7)
|
02/27/2025 |
Common Stock, par value $.0001 per share
|
3,943
|
$
180.37
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(8)
|
12/01/2025 |
Common Stock, par value $.0001 per share
|
2,912
|
$
180.28
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(9)
|
06/01/2023 |
Common Stock, par value $.0001 per share
|
13,066
|
$
97.58
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(10)
|
02/28/2024 |
Common Stock, par value $.0001 per share
|
5,111
|
$
176.8
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(11)
|
02/28/2027 |
Common Stock, par value $.0001 per share
|
5,300
|
$
131.25
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(12)
|
02/28/2026 |
Common Stock, par value $.0001 per share
|
11,000
|
$
140.16
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Award of Restricted Stock Unites under the 2004 Incentive Plan. 25% of the shares vest on each anniversary of the grant date. The grant date of this award was December 1, 2015. The number of shares reported are the remaining unvested shares. |
(2) |
Award of Restricted Stock Unites under the 2004 Incentive Plan. 25% of the shares vest on each anniversary of the grant date. The grant date of this award was February 26, 2016. The number of shares reported are the remaining unvested shares. |
(3) |
Award of Restricted Stock Unites under the 2004 Incentive Plan. 25% of the shares vest on each anniversary of the grant date. The grant date of this award was February 27, 2015. The number of shares reported are the remaining unvested shares. |
(4) |
Award of Restricted Stock Unites under the 2017 Incentive Plan. 25% of the shares vest on each anniversary of the grant date. The grant date of this award was February 28, 2018. The number of shares reported are the remaining unvested shares. |
(5) |
Award of Restricted Stock Unites under the 2017 Incentive Plan. 50% of the shares vest on each of the first two anniversaries of the grant date. The grant date of this award was December 1, 2017. The number of shares reported are the remaining unvested shares. |
(6) |
Award of Restricted Stock Unites under the 2004 Incentive Plan. 25% of the shares vest on each anniversary of the grant date. The grant date of this award was February 28, 2017. The number of shares reported are the remaining unvested shares. |
(7) |
Award of stock options under the 2004 Incentive Plan. 25% vest on the one year anniversary of the date of the grant and 1/16th every 90 days thereafter. The grant date for this award was February 27, 2015. |
(8) |
Award of stock options under the 2004 Incentive Plan. 25% vest on the one year anniversary of the date of the grant and 1/16th every 90 days thereafter. The grant date for this award was December 1, 2015. |
(9) |
Award of stock options under the 2004 Incentive Plan. 25% vest on the one year anniversary of the date of the grant and 1/16th every 90 days thereafter. The grant date for this award was June 1, 2013. |
(10) |
Award of stock options under the 2004 Incentive Plan. 25% vest on the one year anniversary of the date of the grant and 1/16th every 90 days thereafter. The grant date for this award was February 28, 2014. |
(11) |
Award of stock options under the 2004 Incentive Plan. 25% vest on the one year anniversary of the date of the grant and 1/16th every 90 days thereafter. The grant date for this award was February 28, 2017 |
(12) |
Award of stock options under the 2004 Incentive Plan. 25% vest on the one year anniversary of the date of the grant and 1/16th every 90 days thereafter. The grant date for this award was February 26, 2016. |