UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No.1)*
Banta Corporation.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
066821109
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(CUSIP Number)
Jeffrey Ruiz
Deutsche Bank AG
c/o Deutsche Bank Securities Inc.
60 Wall Street
New York, NY 10005
(212) 250-3667
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
December 15, 2006
(Date of Event which Requires Filing of this Statement
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box [ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The Information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Cusip No. 066821109
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Deutsche Bank AG
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS WC
(See Item 3)
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Deutsche Bank AG is organized under the laws of the Federal Republic of
Germany.
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7 SOLE VOTING POWER
1,185,256
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NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 3,184
OWNED BY ----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 1,185,256
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10 SHARED DISPOSITIVE POWER
3,184
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,188,440
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12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.85%
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14 TYPE OF REPORTING PERSON
BK
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Cusip No. 066821109
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Deutsche Bank Securities Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS WC
(See Item 3)
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
0
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NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 3,184
OWNED BY ----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,184
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,184
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12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
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14 TYPE OF REPORTING PERSON
BD
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Item 1. Security and Issuer
Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and
Regulations under the Securities Exchange Act of 1934, as amended (the "Act"),
Deutsche Bank AG ("Deutsche Bank,") hereby amends the Statement on Schedule 13D
filed by Deutsche Bank and Deutsche Bank Securities Inc. ("DBSI", together with
Deutsche Bank, the "Reporting Persons" and each, a "Reporting Person") on
November 22, 2006, relating to the shares of common stock, par value
$0.01 per share (the "Shares"), of Banta Corporation (the "Issuer"). The Issuer
has its principal executive offices at 225 Main Street Menasha, Wisconsin 54952.
Item 5. Interest in Securities of the Issuer
This Item 5 is hereby amended and supplemented as follows:
(a) and (b) According to information filed by the Issuer with the Securities
and Exchange Commission in its Form 10-Q for the quarter ended September 30,
2006, the number of Shares outstanding was 24,504,000 as of November 7, 2006.
Deutsche Bank, as the parent of Deutsche Bank Securities Inc., may be deemed the
beneficial owner of 1,188,440 Shares (approximately 4.85% of the total number of
Shares outstanding).
Deutsche Bank AG,~London Branch 1,159,856
Deutsche Bank AG,~London Branch (arbitrage) 25,400
Deutsche Bank Securities Inc. 3,184
(c) Transactions by the Reporting Persons in the Shares effected during the
past sixty days are set forth in Schedule 1 to this Schedule 13D Termination
filing, which is incorporated by reference herein. The transactions set forth in
Schedule 1 to this Statement were effected on the New York Stock Exchange and/or
the OTC market.
(e) On December 15, 2006, Deutsche Bank delivered 45,780 Shares to close out
previously established short positions, reducing the total number of Shares for
which it may be deemed the beneficial owner to 1,188,440 Shares, or
approximately 4.85% of the total number of shares outstanding, and therefore the
Reporting Person ceased to be the owner of greater than 5% of the total number
of Shares outstanding on that date.
Schedule 2 - 60 Day Trade History
Deutsche Bank AG
Date Buy/Sell Quantiy Price
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10/16/06 B 2,800 47.09
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10/16/06 B 200 47.09
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10/16/06 S 2,200 47.10
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10/16/06 B 15,700 47.09
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10/17/06 S 500 46.95
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10/17/06 S 200 46.99
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10/17/06 B 900 47.11
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10/17/06 S 6,800 46.98
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10/19/06 S 100 46.67
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10/19/06 S 200 46.62
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10/19/06 B 20,000 46.20
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10/19/06 B 2,500 46.77
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10/19/06 B 3,500 46.73
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10/19/06 S 100 46.83
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10/19/06 B 100 46.69
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10/19/06 B 300 46.51
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10/19/06 S 4,200 46.70
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10/19/06 B 1,200 46.07
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10/19/06 S 4,300 46.55
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10/20/06 S 25,000 45.21
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10/20/06 B 125,000 45.55
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10/20/06 B 100 45.56
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10/20/06 S 100 46.05
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10/20/06 B 300 46.01
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10/20/06 S 200 45.77
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10/20/06 B 19,400 45.19
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10/20/06 S 800 46.04
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10/23/06 B 30,000 45.80
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10/23/06 B 1,500 45.73
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10/23/06 S 800 45.65
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10/23/06 B 800 45.87
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10/23/06 S 100 45.52
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10/23/06 B 500 45.91
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10/23/06 S 2,000 45.81
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10/24/06 B 35,000 45.75
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10/24/06 B 2,720 45.80
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10/24/06 B 200 45.85
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10/24/06 S 400 45.83
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10/24/06 S 100 45.90
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10/24/06 B 5,500 45.65
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10/24/06 S 800 45.80
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10/25/06 B 400 45.73
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10/25/06 B 1,100 45.93
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10/25/06 S 700 45.66
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10/25/06 B 1,000 45.84
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10/25/06 S 300 45.76
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10/25/06 B 3,800 45.79
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10/25/06 S 1,000 45.85
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10/26/06 B 700 45.99
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10/26/06 S 100 45.75
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10/26/06 B 200 46.07
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10/26/06 B 7,300 45.97
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10/26/06 S 2,000 45.46
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10/27/06 S 300 45.34
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10/27/06 B 100 45.58
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10/27/06 S 100 45.46
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10/30/06 B 4 45.01
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10/30/06 B 100 45.00
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10/30/06 S 100 45.01
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10/30/06 S 200 45.10
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10/30/06 S 100 44.86
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10/31/06 B 376 44.66
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10/31/06 S 500 44.55
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10/31/06 B 200 44.99
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10/31/06 S 200 44.72
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10/31/06 B 100 45.05
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11/01/06 B 50,000 52.30
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11/01/06 B 75,000 52.19
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11/01/06 B 50,000 45.74
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11/01/06 B 36,000 45.85
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11/01/06 S 400 52.20
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11/01/06 B 15,900 45.49
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11/06/06 B 550,000 52.01
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11/06/06 B 450,000 52.00
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11/09/06 B 27,300 51.75
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11/15/06 B 1,380 51.98
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11/15/06 S 1,380 51.98
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11/16/06 B 6,240 51.97
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11/17/06 B 12,120 51.97
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11/20/06 S 1,800 52.16
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11/20/06 B 1,800 52.16
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11/22/06 B 700 36.25
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11/22/06 S 1,725 36.20
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11/22/06 B 1,725 36.20
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11/27/06 S 600 36.14
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11/27/06 B 2,212 36.12
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11/29/06 S 100 36.22
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11/29/06 B 5 36.22
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11/29/06 B 100 36.22
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11/29/06 B 100 36.22
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11/29/06 S 105 36.22
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11/29/06 B 188 36.14
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12/01/06 S 2,760 36.23
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12/01/06 B 4,480 36.22
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12/04/06 S 716 36.23
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12/04/06 S 2,760 36.23
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12/06/06 B 1,500 36.16
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12/11/06 S 550,000 36.22
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12/11/06 S 450,000 36.23
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12/12/06 B 2,000 36.25
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12/13/06 B 4,266 36.25
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12/13/06 B 8,832 36.25
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12/14/06 B 260 36.26
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12/14/06 S 300 36.26
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12/14/06 B 320 36.26
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12/14/06 B 8,763 36.26
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12/14/06 B 300 36.26
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12/14/06 S 320 36.26
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12/14/06 S 366 36.26
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12/14/06 B 366 36.26
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12/14/06 S 260 36.26
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12/15/06 B 78,405 36.26
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12/15/06 B 12,696 36.25
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12/15/06 B 100 36.25
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12/15/06 S 78.405 36.26
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12/18/06 S 17,700 36.25
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12/18/06 B 17,700 36.25
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12/19/06 B 5,894 36.32
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12/19/06 B 18,200 36.32
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
Dated as of December 20, 2006
DEUTSCHE BANK AG
By: /s/ Jeffrey A. Ruiz
--------------------------
Name: Jeffrey A. Ruiz
Title: Vice President
DEUTSCHE BANK AG
By: /s/ Pasquale Antolino
--------------------------
Name: Pasquale Antolino
Title: Assistant Vice President