S-8 POS
As filed with the Securities and Exchange Commission on June 11, 2009
Registration No. 333-155529
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8 REGISTRATION STATEMENT NO. 333-155529
UNDER THE SECURITIES ACT OF 1933
thinkorswim Group Inc.
(Exact Name of Registrant as specified in its charter)
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Delaware
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76-0685039 |
(Jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.) |
45 Rockefeller Plaza, Suite 2012
New York, New York 1011
(801) 816-6918
(Address, including zip code, and telephone number, including area code, of Registrants principal executive offices)
thinkorswim Group Inc. Second Amended and Restated 2001 Stock Option Plan
thinkorswim Group Inc. Amended and Restated 2004 Restricted Stock Plan
(Full Title of the Plans)
David M. Kelley
thinkorswim Group Inc.
45 Rockefeller Plaza, Suite 2012
New York, New York 10111
(801) 816-6918
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
(Check one):
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Large accelerated filer o
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Accelerated filer þ
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Non-accelerated filer o
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Smaller reporting company o |
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(Do not check if a smaller reporting company) |
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DEREGISTRATION OF UNSOLD SECURITIES
This Post-Effective Amendment relates to the following Registration Statement on Form S-8 of
thinkorswim Group Inc. (the Company):
File No. 333-155529, pertaining to the registration of 7,000,000 shares of common stock, $0.01
par value per share of the Company (Common Stock), filed with the Securities and Exchange
Commission (the SEC) and effective on November 20, 2008 (the Registration Statement).
On January 8, 2009, the Company entered into an Agreement and Plan of Merger (the Agreement)
with TD AMERITRADE Holding Corporation (Parent), Tango Acquisition Corporation One (Merger Sub
One) and Tango Acquisition Corporation Two (Merger Sub Two). The Agreement contemplated that
Merger Sub One would be merged with and into the Company (the First Step Merger) and that the
Company would survive the First Step Merger. Immediately following the First Step Merger, the
Company was to merge with and into Merger Sub Two (the Second Step Merger and, taken together
with the First Step Merger, the Merger). The Merger became effective on June 11, 2009 (the
Effective Date) as a result of filing a Certificate of Merger with the Secretary of State of the
State of Delaware.
As of the Effective Date, each share of common stock of the Company issued and outstanding
immediately prior to the Merger was cancelled and (other than the shares held in the treasury of
the Company or owned by Parent or any wholly-owned subsidiary of Parent or the Company or held by
stockholders who properly exercised dissenters appraisal rights under Delaware law) converted into
the right to receive $3.34 in cash, without interest thereon and less any required withholding
taxes, and 0.3980 of a share of Parent common stock.
As a result of the Merger, the Company has terminated all offerings of its securities pursuant
to its existing registration statements, including the Registration Statement. The Company hereby
removes from registration the securities of the Company registered but unsold under the
Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it
has reasonable grounds to believe that it meets all the requirements for filing on Form S-8 and has
duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York,
on June 11, 2009.
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thinkorswim Group Inc.
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By: |
/s/ David M. Kelley
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Name: |
David M. Kelley |
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Title: |
President |
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Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No.
1 to the Registration Statement has been signed below by the following persons in the capacities
indicated.
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Signatures |
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David M. Kelley
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President and Director
(Principal Executive Officer)
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June 11, 2009 |
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William J. Gerber
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Treasurer and Director (Principal
Financial Officer and Principal
Accounting Officer)
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June 11, 2009 |