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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CEMEX SAB DE CV AVENIDA RICARDO MARGAIN ZOZAYA 325, COLONIA VALLE DEL CAMPESTRE SAN PEDRO GARZA GARCIA N. LEON, O5 66265 |
X | |||
RUGBY GROUP LTD CEMEX HOUSE, COLDHARBOUR LANE THORPE, EGHAM SURREY, X0 TW20 8TD |
X |
/s/ Guillermo F. Hernandez Morales, Attorney, CEMEX S.A.B. de C.V. | 12/18/2012 | |
**Signature of Reporting Person | Date | |
/s/ Michael F. Egan, Vice President, The Rugby Group Limited | 12/18/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This form is a joint filing by CEMEX S.A.B. de C.V. ("CEMEX") and The Rugby Group Limited ("Rugby"), each of whom is filing in its capacity as a 10% owner. |
(2) | The Shares were held by Rugby. As Rugby is an indirect wholly-owned subsidiary of CEMEX, CEMEX may be deemed to beneficially own the Shares. |