|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nonqualified Stock Options | $ 15.44 | 03/02/2011 | A | 323,476 | (5) | 03/02/2021 | Common Stock | 323,476 | $ 0 | 323,476 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tu Lawrence ONE DELL WAY ROUND ROCK, TX 78682 |
Senior Vice President |
Janet B. Wright, Attorney-in-Fact | 03/04/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents RSUs earned pursuant to performance based units granted in March 2008. Entire grant vests on March 4, 2011. |
(2) | Represents RSUs earned pursuant to performance based units granted in March 2009. Entire grant vests on March 5, 2012. |
(3) | Represents RSUs earned pursuant to performance based units granted in March 2010. Entire grant vests on March 26, 2013. |
(4) | Represents 23,156 unrestricted shares and 258,957 restricted stock units vesting as follows: 7,500 units on 8/10 of 2011 through 2014, 73,206 units on 3/4/11, 91,538 units on 3/5/12 and 64,213 units on 3/26/2013. |
(5) | Nonqualified stock options vesting as follows: 109,982 shares on 3/2/12 and 106,747 shares on 3/2 of 2013 and 2014. |