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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 55.74 | 03/03/2017 | A | 140,000 | 03/03/2019(2) | 03/03/2027 | Common Stock | 140,000 | $ 0 (3) | 140,000 | D | ||||
Restricted Stock Units | $ 0 (4) | 03/03/2017 | A | 2,100 (4) | 03/05/2018 | 03/05/2018 | Common Stock | 2,100 | $ 0 (5) | 2,100 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 44.615 | 03/01/2015 | 03/01/2023 | Common Stock | 80,000 | 80,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 60.37 | 03/07/2016 | 03/07/2024 | Common Stock | 73,000 | 73,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 70.91 | 03/12/2017 | 03/12/2025 | Common Stock | 73,000 | 73,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 54.01 | 03/11/2018 | 03/11/2026 | Common Stock | 140,000 | 140,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 38.43 | 03/09/2014 | 03/09/2022 | Common Stock | 80,000 | 80,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 10.055 | 03/14/2013 | 03/14/2018 | Common Stock | 120,000 | 120,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 9.18 | 03/06/2011 | 03/06/2019 | Common Stock | 110,000 | 110,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TOWNSEND JEFFREY A 2800 ROCKCREEK PARKWAY NORTH KANSAS CITY, MO 64117 |
Exec. VP & Chief of Staff |
/s/Patricia E. Davies, by Power of Attorney | 03/07/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 32,400 shares of restricted common stock. |
(2) | Options are exercisable per the following schedule: 40% - 03/03/2019, 20% - 03/03/2020, 20% - 03/03/2021, 20% - 03/03/2022. |
(3) | This transaction represents a grant of options to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security. |
(4) | Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock. The restricted stock units are eligible for vesting on 03/05/2018. |
(5) | This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security. |