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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NASCA DAVID J ONE GRIMSBY DRIVE HAMBURG, NY 14075 |
X | President and CEO |
Michelle A. Baumgarden, Attorney in Fact for David J. Nasca | 11/02/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 259 shares of Evans Bancorp, Inc. stock were purchased as follows: 197 shares @ $12.00 per share; and 62 shares @ $12.07 per share. |
(2) | This number reflects shares acquired under the Evans Bancorp, Inc. Dividend Reinvestment Plan as follows: 28.7764 shares on April 4, 2011 and 42.2895 shares on October 4, 2011. This number also reflects shares acquired under the Evans Bancorp, Inc. Employee Stock Purchase Plan as follows: 344 shares on June 30, 2011. |
(3) | 1,300 shares of Evans Bancorp, Inc. stock were purchased as follows: 800 shares at $12.00 per share; 300 shares at $11.99 per share; and 200 shares at $12.02 per share. |