UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock (2) | Â (3) | Â (3) | Common | 603.689 | $ 0 (4) | D | Â |
Stock Option (Right to Buy) | Â (5) | 07/16/2011 | Common | 25,000 | $ 39.31 | D | Â |
Stock Option (Right to Buy) | Â (5) | 12/18/2011 | Common | 36,811 | $ 30.79 | D | Â |
Stock Option (Right to Buy) | Â (5) | 12/17/2012 | Common | 40,000 | $ 36.53 | D | Â |
Stock Option (Right to Buy) | Â (5) | 12/16/2013 | Common | 47,400 | $ 39.53 | D | Â |
Stock Option (Right to Buy) | Â (5) | 01/21/2015 | Common | 29,091 | $ 42.17 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kido Kenneth E 1201 THIRD AVENUE SEATTLE, WA 98101 |
 |  |  EVP & Pres, Banking Products |  |
By: /s/ Christopher J. Bellavia, Attorney-in-Fact | 03/10/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held for the benefit of Reporting Person's former spouse; Reporting Person discaims beneficial ownership in these shares. |
(2) | Phantom stock shares acquired under the Washington Mutual, Inc. Deferred Compensation Plan for Directors and Certain Highly Compensated Employees (DCP). |
(3) | Phantom stock distributed upon payment commencement date selected by reporting person. |
(4) | Converts to common stock on a one-for-one basis. |
(5) | Option granted pursuant to the Washington Mutual, Inc. 2003 Equity Incentive Plan; including predecessor plans. One-third vests annually beginning on the first anniversary of the grant date. |