k8112712.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): November 27, 2012

PROVIDENT FINANCIAL HOLDINGS, INC.
(Exact name of registrant as specified in its charter)

Delaware
000-28304
33-0704889
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)

3756 Central Avenue, Riverside, California
92506
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code:  (951) 686-6060


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
 
[ ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[ ]    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[ ]    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[ ]    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
 
 
 
Item 5.02  Departure of Directors.

Provident Financial Holdings, Inc. (“Corporation”), the holding company for Provident Savings Bank, F.S.B., announced the retirement of Mr. Robert G. Schrader from the Corporation’s Board of Directors effective November 27, 2012.

The news release announcing the retirement of Mr. Robert G. Schrader from the Corporation’s Board of Directors is attached as Exhibit 99.1 and incorporated by reference herein.

Item 5.07  Submission of Matters to a Vote of Security Holders.

The Corporation held its Annual Meeting of Shareholders on Tuesday, November 27, 2012 in Riverside, California.  The results of the vote for the three items presented at the meeting were as follows:

1.  
Election of Directors:
Shareholders elected the following nominees to the Board of Directors for a three-year term ending 2015 by the following vote:

 
For
  
Withheld
  
Broker Non-Vote
 
Nominee
Number
of Votes
 
Percentage
  
Number
of Votes
 
Percentage
  
Number
of Votes
  
 
Percentage
Judy Carpenter
7,779,191
98.2
  
144,065
1.8
  
1,990,034
  
N/A
William E. Thomas
7,676,549
96.9
  
246,707
3.1
  
1,990,034
  
N/A

The following directors, who were not up for re-election at the Annual Meeting of Shareholders, will continue to serve as directors: Joseph P. Barr, Bruce W. Bennett, Craig G. Blunden and Debbi H. Guthrie and Roy H. Taylor.

2.  
Advisory (Non-Binding) Vote on Executive Compensation:
Shareholders approved the executive compensation by the following vote:

 
Number
of Votes
 
Percentage
For
7,759,829
97.9
Against
     23,078
  0.3
Abstain
   140,349
  1.8
Broker Non-Vote
1,990,034
N/A


 
 
 


3.  
Ratification of Appointment of Independent Auditor:
Shareholders ratified the appointment of Deloitte & Touche LLP as the Corporation’s independent auditor for the fiscal year ending June 30, 2013 by the following vote:

 
Number
of Votes
 
Percentage
For
9,879,800
99.7
Against
     29,663
  0.3
Abstain
       3,827
  0.0

The Corporation posted its annual meeting presentation on the Corporation’s website, www.myprovident.com, under Presentations in the Investor Relations section.  A copy of the Annual Meeting Presentation is attached hereto as Exhibit 99.2 and is incorporated herein by reference.


Item 9.01  Financial Statements and Exhibits.

(d)     Exhibits

The following exhibit is being filed herewith and this list shall constitute the exhibit index:

99.1       
News release regarding the retirement of Mr. Robert G. Schrader from the Corporation’s Board of Directors.
99.2       
Annual Meeting Presentation of Provident Financial Holdings, Inc.

 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:  November 29, 2012 
Provident Financial Holdings, Inc.
   
   
   
  /s/ Donavon P. Ternes                                    
  Donavon P. Ternes 
  President, Chief Operating and 
  Chief Financial Officer