1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options
|
Â
(1)
|
04/26/2021 |
Class A Common Stock
|
15,000
|
$
55.12
|
D
|
Â
|
Restricted Stock Units
|
Â
(2)
|
Â
(3)
|
Class A Common Stock
|
5,334
|
$
0
(3)
|
D
|
Â
|
Stock Options (3-year Cliff)
|
01/15/2017(4)
|
01/15/2024 |
Class A Common Stock
|
9,262
|
$
136.425
|
D
|
Â
|
Restricted Stock Units (3-year Cliff)
|
01/15/2017(5)
|
Â
(3)
|
Class A Common Stock
|
934
|
$
0
(3)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 15,000 stock options granted on 4/26/2011 under the 2009 Stock Incentive Plan; 5,000 of which are vested and exercisable with 10,000 stock options remaining for future vestings as follows: 2,500 will vest and become exercisable on 4/26/2015; 5,000 will vest and become exercisable on 12/31/2015; and 2,500 will vest and become exercisable on 12/31/2016. |
(2) |
Includes 5,334 restricted stock units granted on 4/26/2011 under the 2009 Stock Incentive Plan vesting as follows: 1,334 will vest on 4/26/2015; 2,666 will vest on 12/31/2015; and 1,334 will vest on 12/31/2016. |
(3) |
Not applicable. |
(4) |
Stock Options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement. |
(5) |
Restricted Stock Units granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2017. |