Delaware
|
13-4087132
|
|
(State
or Other Jurisdiction
of
|
(I.R.S. Employer
|
|
Incorporation
or
Organization)
|
Identification
Number)
|
Title
of Each
Class
of Securities
To
Be Registered
|
Amount
To Be
Registered
|
Proposed
Maximum
Offering
Price
Per
Share
|
Proposed
Maximum
Aggregate
Offering
Price
|
Amount
of
Registration
Fee
|
Common
Stock, par value $0.001 per share
|
500,000
(1)
|
$15.30
(2)
|
$7,650,000
|
$819
|
Common
Stock, par value $0.001 per share
|
1,000,000
(3)
|
$4.59
(2)
|
$4,590,000
|
$492
|
Common
Stock, par value $0.001 per share
|
2,002,657
(4)
|
$1.30
(2)
|
$2,603,454
|
$279
|
|
|
|
|
|
Common
Stock, par value $0.001 per share
|
60,000
(5)
|
$0.33
(2)
|
$19,800
|
$3
|
|
|
|
|
|
Total
|
3,562,657
|
--
|
--
|
$1,593
|
(1) |
Amount
to be registered consists of an aggregate of 500,000 shares of Keryx
Biopharmaceuticals, Inc. (“Keryx”) common stock underlying a prior grant
of stock options to Ronald C. Renaud, Jr. under the Keryx
Biopharmaceuticals, Inc. 2006 CFO Incentive Plan that will be issued
upon
the exercise of such options by Mr. Renaud, including additional
shares
that may become issuable in accordance with the adjustment and
anti-dilution provisions of the plan. The stock options have a weighted
average exercise price of $15.30 per
share.
|
(2) |
Determined
in accordance with Rule 457(h), the registration fee calculation
with
respect to the shares of common stock underlying prior grants of
stock
options is computed on the basis of the price at which the options
may be
exercised.
|
(3) |
Amount
to be registered consists of an aggregate of 1,000,000 shares of
Keryx
common stock underlying a prior grant of stock options to I. Craig
Henderson under the Keryx Biopharmaceuticals, Inc. 2004 President
Incentive Stock Option Plan that will be issued upon the exercise
of such
options by Dr. Henderson, including additional shares that may become
issuable in accordance with the adjustment and anti-dilution provisions
of
the plan. The stock options have a weighted average exercise price
of
$4.59 per share.
|
(4) |
Amount
to be registered consists of an aggregate of 2,002,657 shares of
Keryx
common stock underlying a prior grant of stock options to Michael
S. Weiss
under the Keryx Biopharmaceuticals, Inc. 2002 CEO Incentive Stock
Option
Plan that will be issued upon the exercise of such options by Mr.
Weiss,
including additional shares that may become issuable in accordance
with
the adjustment and anti-dilution provisions of the plan. The stock
options
have a weighted average exercise price of $1.30 per
share.
|
(5) |
Amount
to be registered consists of an aggregate of 60,000 shares of Keryx
common
stock underlying a prior grant of stock options to Mark Rachesky
under the
Keryx Biopharmaceuticals, Inc. Non-Plan that will be issued upon
the
exercise of such options by Mark Rachesky, including additional shares
that may become issuable in accordance with the adjustment and
anti-dilution provisions of the plan. The stock options have a weighted
average exercise price of $0.33 per
share.
|
(1) |
The
Company's Annual Report on Form 10-K for the year ended December
31, 2005;
|
(2) |
Our
Current Reports on Form 8-K filed with the SEC on January 6, 2006,
February 17, 2006, February 22, 2006, March 23, 2006, March 30, 2006,
and
April 6, 2006;
|
(3) |
The
description of the Company's common stock, par value $0.001 per share,
contained in our Registration Statement on Form 8-A dated June 28,
2000
(File No. 000-30929); and
|
(4) |
All
other documents subsequently filed by the Company pursuant to Section
13(a), 13(c), 14 and 15(d) of the Exchange Act prior to the filing
of a
post-effective amendment to this Registration Statement that indicates
that all securities offered have been sold or that deregisters all
securities that remain unsold.
|
Exhibit
Number
|
Description
|
5.1
|
Opinion
of Alston & Bird LLP
|
23.1
|
Consent
of KPMG LLP
|
23.2
|
Consent
of Alston & Bird LLP (included in Exhibit 5.1)
|
24.1
|
Power
of Attorney (included on signature page)
|
99.1
|
Keryx
Biopharmaceuticals, Inc. 2002 CEO Incentive Stock Option Plan filed
as
Exhibit 10.4 to the Company’s Quarterly Report of Form 10-Q for the
quarter ended March 31, 2003 filed on May 15, 2003, and incorporated
herein by reference.
|
99.2
|
Keryx
Biopharmaceuticals, Inc. 2004 President Incentive Stock Option Plan
filed
as Exhibit B to Exhibit 10.1 to the Company’s Quarterly Report of Form
10-Q for the quarter ended March 31, 2004 filed on May 14, 2004,
and
incorporated herein by reference.
|
99.3
|
Keryx
Biopharmaceuticals, Inc. 2006 CFO Incentive Plan filed as Exhibit
10.20 to
the Company’s Annual Report on Form 10-K for the year ended December 31,
2005 filed on March 8, 2006, and incorporated herein by reference.
|
KERYX
BIOPHARMACEUTICALS,
INC.
|
|
By:
|
/s/ Michael S. Weiss |
Michael
S. Weiss
Chairman
and Chief Executive Officer
|
Signatures
|
Title
|
|
|
||
/s/
Michael S. Weiss
Michael
S. Weiss
|
Chairman
and Chief Executive Officer (principal executive
officer)
|
|
|
||
/s/
Ronald C. Renaud, Jr.
Ronald C. Renaud, Jr. |
Senior
Vice President and Chief Financial Officer (principal financial and
accounting officer)
|
|
/s/
I. Craig Henderson, M.D.
I. Craig Henderson, M.D. |
Director
|
|
/s/Malcolm
Hoenlein
Malcolm
Hoenlein
|
Director
|
|
/s/
Lawrence Jay Kessel, M.D.
Lawrence Jay Kessel, M.D. |
Director
|
|
/s/
Eric Rose, M.D.
Eric Rose, M.D. |
Director
|
|
/s/
Lindsay A. Rosenwald, M.D.
Lindsay A. Rosenwald, M.D. |
Director
|
|
/s/
Peter Salomon, M.D.
Peter Salomon, M.D. |
Director
|
|
/s/
Jonathan Spicehandler, M.D.
Jonathan Spicehandler, M.D. |
Director
|
Exhibit
Number
|
Description
|
5.1
|
Opinion
of Alston & Bird LLP
|
23.1
|
Consent
of KPMG LLP
|
23.1
|
Consent
of Alston & Bird LLP (included in Exhibit
5.1)
|