SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
KERYX BIOPHARMACEUTICALS, INC. |
(Name of Issuer)
COMMON STOCK |
(Title of Class of Securities)
492515101 |
(CUSIP Number)
March 2, 2011 |
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 492515101 | Page 2 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,381,904 (See Item 4) | ||||
6 | SHARED VOTING POWER
| |||||
7 | SOLE DISPOSITIVE POWER
2,381,904 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,381,904 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.47% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 3 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Global, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,381,904 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
2,381,904 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,381,904 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.47% | |||||
12 |
TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 4 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Global Investments, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,381,904 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
2,381,904 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,381,904 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.47% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 5 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Institutional Fund, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,381,904 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
2,381,904 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,381,904 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.47% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 6 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Institutional Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,381,904 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
2,381,904 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,381,904 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.47% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 7 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Institutional Fund II, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
2,381,904 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
2,381,904 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,381,904 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.47% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 8 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Leveraged Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
184,871 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
184,871 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
184,871 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.27% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 9 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Leveraged Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
184,871 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
184,871 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
184,871 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.27% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 10 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Leveraged Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
184,871 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
184,871 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
184,871 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.27% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 11 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Fundamental Trading Master Fund Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
149,202 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
149,202 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
149,202 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.22% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 12 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Fundamental Trading Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
149,202 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
149,202 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
149,202 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.22% | |||||
12 |
TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 13 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Fundamental Trading Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
149,202 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
149,202 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
149,202 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.22% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 14 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Atlas Fundamental Trading Leveraged Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
249,638 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
249,638 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
249,638 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.36% | |||||
12 |
TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 15 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Balamat Cayman Fund Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
173,531 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
173,531 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
173,531 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.25% | |||||
12 |
TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 16 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Balyasny Dedicated Investor Master Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
921,503 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
921,503 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
921,503 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.34% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 17 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Balyasny Dedicated Investor Onshore Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
921,503 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
921,503 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
921,503 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.34% | |||||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 18 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Balyasny Dedicated Investor Offshore Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
921,503 | ||||
6 | SHARED VOTING POWER
None (See Item 4) | |||||
7 | SOLE DISPOSITIVE POWER
921,503 | |||||
8 | SHARED DISPOSITIVE POWER
None (See Item 4) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
921,503 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.34% | |||||
12 |
TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 19 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Balyasny Asset Management L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
4,060,649 (See Item 4) | ||||
6 | SHARED VOTING POWER
None | |||||
7 | SOLE DISPOSITIVE POWER
4,060,649 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,060,649 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.92% | |||||
12 |
TYPE OF REPORTING PERSON*
OO |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP No. 492515101 | Page 20 of 39 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Dmitry Balyasny | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
4,060,649 (See Item 4) | ||||
6 | SHARED VOTING POWER
None | |||||
7 | SOLE DISPOSITIVE POWER
4,060,649 (See Item 4) | |||||
8 | SHARED DISPOSITIVE POWER
None | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,060,649 (See Item 4) | |||||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨
Not Applicable | |||||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.92% | |||||
12 |
TYPE OF REPORTING PERSON*
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT.
Item 1 | (a) |
Name of Issuer: | ||||||||||
Keryx Biopharmaceuticals, Inc. (the Company) | ||||||||||||
(b) |
Address of Issuers Principal Executive Offices: | |||||||||||
750 Lexington Avenue New York, NY 10022 United States |
||||||||||||
Item 2 | (a) (c) |
This statement is filed on behalf of the following: | ||||||||||
(1) Atlas Master Fund, Ltd. is a Cayman Islands corporation (AMF), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. |
||||||||||||
(2) Atlas Global, LLC is a Delaware limited liability company (AG), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AG owns 16.99% of the equity interests in AMF. |
||||||||||||
(3) Atlas Global Investments, Ltd. is a Cayman Islands corporation (AGI), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. AGI owns 54.05% of the equity interests in AMF. |
||||||||||||
(4) Atlas Institutional Fund, LLC is a Delaware limited liability company (AIF LLC), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AIF LLC owns 2.66% of the equity interests in AMF. |
||||||||||||
(5) Atlas Institutional Fund, Ltd. is a Cayman Islands corporation (AIF LTD), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. AIF, LTD. owns 21.95% of the equity interests in AMF. |
||||||||||||
(6) Atlas Institutional Fund II, LLC is a Delaware limited liability company (AIF2 LLC), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AIF2 LLC owns 4.27% of the equity interests in AMF. |
||||||||||||
(7) Atlas Leveraged Master Fund, Ltd. is a Cayman Islands corporation (ALF MASTER), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. |
Page 21 of 39 Pages
(8) Atlas Leveraged Fund, L.P. is a Delaware limited partnership (ALF LP), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. ALF LP owns 69.36% of the equity interests in ALF MASTER. |
||||||||||||
(9) Atlas Leveraged Fund, Ltd. is a Cayman Islands corporation (ALF LTD), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. ALF, LTD. owns 30.56% of the equity interests in ALF MASTER. |
||||||||||||
(10) Atlas Fundamental Trading Master Fund Ltd. is a Cayman Islands corporation (AFT MASTER), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. |
||||||||||||
(11) Atlas Fundamental Trading Fund, L.P., is a Delaware limited partnership (AFT LP), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AFT LP owns 22.63% of the equity interests in AFT MASTER. |
||||||||||||
(12) Atlas Fundamental Trading Fund Ltd. is a Cayman Islands corporation (AFT LTD), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. AFT LTD owns 77.16% of the equity interests in AFT MASTER. |
||||||||||||
(13) Atlas Fundamental Trading Leveraged Fund, L.P. is a Delaware limited partnership (AFTL), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. |
||||||||||||
(14) Balamat Cayman Limited. is a Cayman Islands corporation (BCF), with its principal business office at c/o Citi Hedge Fund Services (Cayman), Ltd., P.O. Box 10293, 27 Hospital Road, 5th Floor, George Town, Grand Cayman, Cayman Islands, British West Indies. |
||||||||||||
(15) Balyasny Dedicated Investor Master Fund, Ltd. is a Cayman Islands corporation (BDI MASTER), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. |
||||||||||||
(16) Balyasny Dedicated Investor Onshore Fund, L.P. is a Delaware limited partnership (BDI LP), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. BDI LP owns 33.91% of the equity interests in BDI MASTER. |
Page 22 of 39 Pages
(17) Balyasny Dedicated Investor Offshore Fund, Ltd. is a Cayman Islands corporation (BDI LTD), with its principal business office at c/o Walkers SPV Limited, Walker House, P.O. Box 908 GT, George Town, Grand Cayman, Cayman Islands, British West Indies. BDI LTD owns 66.06% of the equity interests in BDI MASTER. |
||||||||||||
(18) Balyasny Asset Management L.P. is a Delaware limited partnership (BAM), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. BAM is the investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AIF2 LLC, ALF MASTER, ALF LP, ALF LTD, AFT MASTER, AFT LP, AFT LTD, AFTL, BCF, BDI MASTER, BDI LP, and BDI LTD. |
||||||||||||
(19) Dmitry Balyasny, a United States citizen whose business address is 181 West Madison, Suite 3600, Chicago, IL 60602. Dmitry Balyasny is the sole managing member of the general partner of BAM. |
||||||||||||
(d) |
Title of Class of Securities: | |||||||||||
Common Stock | ||||||||||||
(e) |
CUSIP Number: | |||||||||||
492515101 | ||||||||||||
Item 3 | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | |||||||||||
Not Applicable | ||||||||||||
Item 4 | Ownership: | |||||||||||
AMF | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
2,381,904 | ||||||||||||
(b) | Percent of Class: | |||||||||||
3.47% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: |
Page 23 of 39 Pages
2,381,904 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
2,381,904 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
AG | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 16.99% of the equity interest in AMF, AG may be deemed to beneficially own the 2,381,904 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||||||||
2,381,904 | ||||||||||||
(b) | Percent of Class: | |||||||||||
3.47% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
2,381,904 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
2,381,904 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None |
Page 24 of 39 Pages
AGI | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 54.05% of the equity interest in AMF, AGI may be deemed to beneficially own the 2,381,904 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||||||||
2,381,904 | ||||||||||||
(b) | Percent of Class: | |||||||||||
3.47% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
2,381,904 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
2,381,904 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
AIF, LLC | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 2.66% of the equity interest in AMF, AIF LLC may be deemed to beneficially own the 2,381,904 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||||||||
2,381,904 | ||||||||||||
(b) | Percent of Class: | |||||||||||
3.47% |
Page 25 of 39 Pages
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
2,381,904 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
2,381,904 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
AIF LTD | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 21.95% of the equity interest in AMF, AIF LTD may be deemed to beneficially own the 2,381,904 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||||||||
2,381,904 | ||||||||||||
(b) | Percent of Class: | |||||||||||
3.47% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
2,381,904 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
2,381,904 |
Page 26 of 39 Pages
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
AIF2 LLC | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 4.27% of the equity interest in AMF, AIF2 LLC may be deemed to beneficially own the 2,381,904 Shares of the Companys Common Stock beneficially owned by AMF. | ||||||||||||
2,381,904 | ||||||||||||
(b) | Percent of Class: | |||||||||||
3.47% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
2,381,904 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
2,381,904 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
ALF MASTER | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
184,871 |
Page 27 of 39 Pages
(b) | Percent of Class: | |||||||||||
.27% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
184,871 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
184,871 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
ALF LP | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 69.36% of the equity interest in ALF MASTER, ALF LP may be deemed to beneficially own the 184,871 Shares of the Companys Common Stock beneficially owned by ALF MASTER. | ||||||||||||
184,871 | ||||||||||||
(b) | Percent of Class: | |||||||||||
.27% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
184,871 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None |
Page 28 of 39 Pages
(iii) | sole power to dispose or direct disposition of: | |||||||||||
184,871 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
ALF LTD | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 30.56% of the equity interest in ALF MASTER, ALF LTD. may be deemed to beneficially own the 184,871 Shares of the Companys Common Stock beneficially owned by ALF MASTER. | ||||||||||||
184,871 | ||||||||||||
(b) | Percent of Class: | |||||||||||
.27% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
184,871 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
184,871 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None |
Page 29 of 39 Pages
AFT MASTER | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
149,202 | ||||||||||||
(b) | Percent of Class: | |||||||||||
.22% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
149,202 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
149,202 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
AFT LP | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 22.63% of the equity interest in AFT MASTER, AFT LP may be deemed to beneficially own the 149,202 Shares of the Companys Common Stock beneficially owned by AFT MASTER. | ||||||||||||
149,202 | ||||||||||||
(b) | Percent of Class: | |||||||||||
.22% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: |
Page 30 of 39 Pages
149,202 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
149,202 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
AFT LTD | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 77.16% of the equity interest in AFT MASTER, AFT LTD may be deemed to beneficially own the 149,202 Shares of the Companys Common Stock beneficially owned by AFT MASTER. | ||||||||||||
149,202 | ||||||||||||
(b) | Percent of Class: | |||||||||||
.22% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
149,202 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
149,202 |
Page 31 of 39 Pages
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
AFTL | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
249,638 | ||||||||||||
(b) | Percent of Class: | |||||||||||
.36% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
249,638 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
249,638 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
BCF | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
173,531 | ||||||||||||
(b) | Percent of Class: | |||||||||||
.25% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: |
Page 32 of 39 Pages
173,531 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
173,531 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
BDI MASTER | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
921,503 | ||||||||||||
(b) | Percent of Class: | |||||||||||
1.34% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
921,503 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
921,503 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None |
Page 33 of 39 Pages
BDI LP | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
921,503 | ||||||||||||
By virtue of its ownership of 33.91% of the equity interest in BDI MASTER, BDI LP may be deemed to beneficially own the 921,503 Shares of the Companys Common Stock beneficially owned by BDI MASTER. | ||||||||||||
(b) | Percent of Class: | |||||||||||
1.34% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
921,503 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
921,503 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
BDI LTD | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its ownership of 66.06% of the equity interest in BDI MASTER, BDI LTD may be deemed to beneficially own the 921,503 Shares of the Companys Common Stock beneficially owned by BDI MASTER. | ||||||||||||
921,503 |
Page 34 of 39 Pages
(b) | Percent of Class: | |||||||||||
1.34% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
921,503 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
921,503 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
BAM | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of its position as investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AIF2 LLC, ALF MASTER, ALF LP, ALF LTD, AFT MASTER, AFT LP, AFT LTD, AFTL, BCF, BDI MASTER, BDI LP, and BDI LTD., BAM may be deemed to beneficially own the 4,060,649 Shares of the Companys Common Stock beneficially owned by AMF, AG, AGI, AIF LLC, AIF LTD, AIF2 LLC, ALF MASTER, ALF LP, ALF LTD, AFT MASTER, AFT LP, AFT LTD, AFTL, BCF, BDI MASTER, BDI LP, and BDI LTD. | ||||||||||||
4,060,649 | ||||||||||||
(b) | Percent of Class: | |||||||||||
5.92% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
4,060,649 |
Page 35 of 39 Pages
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
4,060,649 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None | ||||||||||||
Dmitry Balyasny | ||||||||||||
(a) | Amount Beneficially Owned: | |||||||||||
By virtue of his position as the sole managing member of the general partner of BAM, Mr. Balyasny may be deemed to beneficially own the 4,060,649 Shares of the Companys Common Stock beneficially owned by BAM. | ||||||||||||
4,060,649 | ||||||||||||
(b) | Percent of Class: | |||||||||||
5.92% | ||||||||||||
(c) | Number of Shares as to which person has: | |||||||||||
(i) | sole power to vote or to direct vote: | |||||||||||
4,060,649 | ||||||||||||
(ii) | shared power to vote or to direct vote: | |||||||||||
None | ||||||||||||
(iii) | sole power to dispose or direct disposition of: | |||||||||||
4,060,649 | ||||||||||||
(iv) | shared power to dispose or to direct disposition of: | |||||||||||
None |
Page 36 of 39 Pages
Item 5 | Ownership of Five Percent or Less of a Class: |
|||||||||||
Applicable |
||||||||||||
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: |
|||||||||||
Not Applicable |
||||||||||||
Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |||||||||||
Not Applicable |
||||||||||||
Item 8 |
Identification and Classification of Members of the Group: |
|||||||||||
Not Applicable |
||||||||||||
Item 9 |
Notice of Dissolution of Group: |
|||||||||||
Not Applicable |
||||||||||||
Item 10 |
Certification: |
|||||||||||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Page 37 of 39 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: May 6, 2011.
ATLAS MASTER FUND, LTD. | ATLAS GLOBAL, LLC | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory |
Scott Schroeder Authorized Signatory | |||||||
ATLAS GLOBAL INVESTMENTS, LTD. | ATLAS INSTITUTIONAL FUND, LLC | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory |
Scott Schroeder Authorized Signatory | |||||||
ATLAS INSTITUTIONAL FUND, LTD. | ATLAS INSTITUTIONAL FUND II, LLC | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory |
Scott Schroeder Authorized Signatory | |||||||
ATLAS LEVERAGED MASTER FUND, LTD. | ATLAS LEVERAGED FUND, L.P. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory |
Scott Schroeder Authorized Signatory |
Page 38 of 39 Pages
ATLAS LEVERAGED FUND, LTD. | ATLAS FUNDAMENTAL TRADING LEVERAGED FUND, L.P. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory |
Scott Schroeder Authorized Signatory | |||||||
BALAMAT CAYMAN FUND LIMITED | BALYASNY DEDICATED INVESTOR MASTER FUND, LTD. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory |
Scott Schroeder Authorized Signatory | |||||||
BALYASNY DEDICATED INVESTOR ONSHORE FUND, L.P. | BALYASNY DEDICATED INVESTOR OFFSHORE FUND, LTD. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Signatory |
Scott Schroeder Authorized Signatory | |||||||
DMITRY BALYASNY | BALYASNY ASSET MANAGEMENT L.P. | |||||||
By: | /s/ Scott Schroeder |
By: | /s/ Scott Schroeder | |||||
Scott Schroeder Authorized Representative |
Scott Schroeder Authorized Signatory |
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