UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SunCoke Energy Partners GP LLC 1011 WARRENVILLE ROAD SUITE 600 LISLE, IL 60532 |
 X |  |  |  |
/s/ Mark E. Newman, SVP and CFO, SunCoke Energy Partners GP LLC | 01/17/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being filed in connection with the effectiveness of the Issuer's Registration Statement on Form S-1 (Registration No. 333-183162). At the closing of the offering, the Reporting Person will own a 2% general partner interest in the Issuer. |
(2) | SunCoke Energy Partners GP LLC ("SunCoke GP") is the general partner of the Issuer. Under the Issuer's limited partnership agreement (the "LPA"), if at any time SunCoke GP and its affiliates own more than 80% of the then-issued and outstanding limited partner interests of any class, SunCoke GP will have the right, but not the obligation, to acquire all, but not less than all, of the limited partner interests of the class held by unaffiliated persons. The purchase price in the event of this purchase is the greater of (i) the highest price paid by SunCoke GP or any of its affiliates for any limited partner interests of the class purchased within the 90 days preceding the date on which our general partner first mails notice of its election to purchase those limited partner interests; and (ii) the average of the daily closing prices of the partnership securities of such class over the 20 consecutive trading days preceding the date that is three days before the date the notice is mailed. |