1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to Buy)
|
04/14/2015(3)
|
04/14/2024 |
Common Stock
|
60,000
|
$
14.06
|
D
|
Â
|
Stock Options (Right to Buy)
|
01/04/2016(4)
|
01/04/2025 |
Common Stock
|
47,750
|
$
14.34
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The 40,000 shares are restricted common stock, with one-third of the 40,000 shares vesting on April 14, 2015, and one-twelfth vesting on each of July 14, 2015, October 14, 2015, January 14, 2016, April 14, 2016, July 14, 2016, October 14, 2016, January 14, 2017and April 14, 2017. |
(2) |
The 23,875 shares are restricted common stock, with one-third of the 23,875 shares vesting on January 4, 2016, and one-twelfth vesting on each of April 4, 2016, July 4, 2016, October 4, 2016, January 4, 2017, April 4, 2017, July 4, 2017, October 4, 2017, and January 4, 2018. |
(3) |
The options vest according to the following schedule: one-third of the 60,000 options vesting on April 14, 2015, and one-twelfth vesting on each of July 14, 2015, October 14, 2015, January 14, 2016, April 14, 2016, July 14, 2016, October 14, 2016, January 14, 2017and April 14, 2017. |
(4) |
The options vest according to the following schedule: one-third of the 47,750 options will vest on January 4, 2016, and one-twelfth will vest on each of April 4, 2016, July 4, 2016, October 4, 2016, January 4, 2017, April 4, 2017, July 4, 2017, October 4, 2017, and January 4, 2018. |