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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
St. John Adam 8540 GANDER CREEK DRIVE MIAMISBURG, OH 45342 |
SVP - Manufacturing |
/s/ St.John Daugherty, as Attorney-in-Fact | 04/01/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of 11,876 Stock Units. Each Stock Unit represents the right, subject to vesting, to receive one share of Class A Common Stock. The Stock Units will vest as follows: (i) 33% on January 1, 2020; (ii) 33% on January 1, 2021; and (iii) 34% on January 1, 2022. The reported Stock Units do not include 11,877 Stock Units that will vest on or about January 1, 2022, if certain performance objectives established by the issuer have been met. |
(2) | Consists of: (i) the 11,876 Stock Units described in footnote (1); (ii) 3,393 shares of Class A Common Stock; (iii) 2,403 Stock Units that will vest on July 28, 2019; (iv) 42,373 Stock Units vesting in two substantially equal installments beginning on January 1, 2020; and (v) 14,819 Stock Units vesting in two substantially equal installments beginning on January 1, 2021. |
(3) | Consists of 3,235 Stock Units held by Mr. St. John's spouse. Each Stock Unit represents the right, subject to vesting, to receive one share of Class A Common Stock. The Stock Units will vest as follows: (i) 33% on January 1, 2020; (ii) 33% on January 1, 2021; and (iii) 34% on January 1, 2022. The reported Stock Units do not include 3,235 Stock Units that will vest on or about January 1, 2022, if certain performance objectives established by the issuer have been met. |
(4) | Consists of: (i) the 3,235 Stock Units described in footnote (3); (ii) 1,094 shares of Class A Common Stock; (iii) 775 Stock Units that will vest on July 28, 2019; (iv) 11,101 Stock Units vesting in two substantially equal installments beginning on January 1, 2020; and (v) 3,882 Stock Units vesting in two substantially equal installments beginning on January 1, 2021. |