A.
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SGL
Carbon Aktiengesellschaft (“SGL”) first incurred the duty to file reports
under section 13(a) and section 15(d) of the Exchange Act of 1934 (the
“Exchange Act”) in June 1996, when its Registration Statement on Form F-1
was declared effective by the Securities and Exchange Commission (the
“SEC”). This registration related to the offering by SGL’s then principal
shareholder, Hoechst AG, of ordinary shares of SGL in the form of American
Depositary Shares (“ADSs”). SGL’s ADSs were listed on the New York Stock
Exchange on June 5, 1996.
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B.
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During
the 12-month period preceding the filing of this Form 15F, SGL has filed
or submitted all reports required under Exchange Act section 13(a) or
section 15(d) and corresponding SEC rules, including the filing of its
annual report on Form 20-F for the fiscal year ended December 31, 2006
which was filed on June 27, 2007, as amended on June 28,
2007.
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A.
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SGL
maintains a listing of its ordinary shares on the Frankfurt Stock Exchange
in Germany, its integrated electronic securities trading system XETRA, and
the following other regional German stock exchanges: Hamburg, Stuttgart,
Düsseldorf, Munich, Berlin and Bremen. Germany constitutes the
primary trading market for SGL’s ordinary
shares.
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B.
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SGL’s
ordinary shares were initially listed on the Frankfurt Stock Exchange in
April 1995, and this listing has been maintained continuously since
then. Therefore the company has maintained a listing of the
ordinary shares on the Frankfurt Stock Exchange for at least the 12 months
preceding the filing of this form.
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C.
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During
the 12-month period beginning June 1, 2007 and ending May 31, 2008, 98.92%
of trading in SGL’s ordinary shares occurred in
Germany.
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A.
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The
first and last days of the recent 12-month period used to meet the
requirements of Rule 12h-6(a)(4)(i) are June 1, 2007 and May 31, 2008,
respectively.
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B.
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During
the 12-month period from June 1, 2007 to May 31, 2008, the average daily
trading volume (“ADTV”) of SGL’s ordinary shares (including those
represented by ADSs) in the United States was 11,264 and on a worldwide
basis was 1,045,209.
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C.
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During
the 12-month period from June 1, 2007 to May 31, 2008, the ADTV of SGL’s
ordinary shares (including those represented by ADSs) in the United States
was 1.08% of the ADTV of SGL’s ordinary shares (including those
represented by ADSs) on a worldwide
basis.
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D.
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SGL
filed Form 25 to apply for the delisting of its ordinary shares and ADSs
from the New York Stock Exchange on June 13, 2007. Pursuant to Rule
12d2-2(d)(1), the application for delisting of the ordinary shares and
ADSs took effect on June 23, 2007. For the preceding 12-month period, June
23, 2006 to June 22, 2007, the ADTV of SGL’s ordinary shares
(including those represented by ADSs) in the United States was 5.52% of
the ADTV of SGL’s ordinary shares (including those represented by ADSs) on
a
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worldwide
basis. The delisting of SGL’s ordinary shares and ADSs took effect more
than 12 months prior to the date of the filing of this Form 15-F, as
required by Rule 12h-6(b)(1).
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E.
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SGL
terminated its ADR facility with effect from June 25, 2007. For the
preceding 12-month period, June 26, 2006 to June 25, 2007, the ADTV of
SGL’s ordinary shares (including those represented by ADSs) in the United
States was 5.54% of the ADTV of SGL’s ordinary shares (including those
represented by ADSs) on a worldwide basis. The termination of SGL’s ADR
facility took effect more than 12 months prior to the date of the filing
of this Form 15-F, as required by Rule
12h-6(b)(2).
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F.
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SGL
used Bloomberg as the source of trading volume of its ordinary shares and
ADRs to determine whether it meets the requirements of Rule
12h-6.
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A.
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SGL
published a press release on June 26, 2008 that discloses its intent to
terminate its section 13(a) or 15(d) reporting obligations. A copy of the
notice is attached hereto as Exhibit
1.
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B.
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The
press release was published on SGL’s website, www.sglcarbon.com, and was
distributed in the United States on the PR Newswire
service.
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(1)
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The
average daily trading volume of its subject class of securities in the
United States exceeded 5 percent of the average daily trading volume of
that class of securities on a worldwide basis for the same recent 12-month
period that the issuer used for purposes of Rule
12h-6(a)(4)(i);
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(2)
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Its
subject class of securities was held of record by 300 or more United
States residents or 300 or more persons worldwide, if proceeding under
Rule 12h-6(a)(4)(ii) or Rule 12h-6(c);
or
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(3)
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It
otherwise did not qualify for termination of its Exchange Act reporting
obligations under Rule 12h-6.
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SGL
Carbon Aktiengesellschaft
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Dated:
June 26, 2008
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By:
/s/ Robert J. Koehler
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Name:
Robert J. Koehler
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Title: Chief
Executive Officer
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By:
/s/ Sten Daugaard
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Name:
Sten Daugaard
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Title: Chief
Financial Officer
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