BOK Financial Corporation
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(Name of issuer)
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Common Stock, $0.00006 par value
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(Title of class of securities)
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05561Q201
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(CUSIP number)
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December 31, 2015
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(Date of event which requires filing of this statement)
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☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
1
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NAMES OF REPORTING PERSONS
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George Kaiser Family Foundation
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Oklahoma, United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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5,826,570
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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5,826,570
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,826,570
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.60%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO – not for profit
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1
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NAMES OF REPORTING PERSONS
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Frederic Dorwart
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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5,826,570
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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5,826,570
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,826,570
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.60%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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Phil Frohlich
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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5,826,570
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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5,826,570
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,826,570
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|
|||
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|
||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.60%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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Kenneth J. Levit
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
|
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0
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|||
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||||
6
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SHARED VOTING POWER
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5,826,570
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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5,826,570
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|
|||
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|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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5,826,570
|
|
|
|||
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|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.60%
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|
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12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Item 1 (a). | Name of Issuer: BOK Financial Corporation |
Item 1 (b). | Address of Issuer's Principal Executive Offices: |
Item 2 (b). | Address of Principal Business Office or, if none, Residence: |
Item 2 (d). | Title of Class of Securities: Common Stock, par value $0.00006 per share |
Item 2 (e). | CUSIP No: 05561Q201 |
Item 3. | If this Statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: |
a. | ☐ Broker or dealer registered under Section 15 of the Act; |
b. | ☐ Bank as defined in Section 3(a)(6) of the Act; |
c. | ☐ Insurance company as defined in Section 3(a)(19) of the Act; |
d. | ☐ Investment company registered under Section 8 of the Investment Company Act of 1940; |
e. | ☐ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
f. | ☐ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
g. | ☐ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
h. | ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
i. | ☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; |
j. | ☐ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); |
k. | ☐ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ |
Item 4. | Ownership |
A. | GKFF |
(a) | Amount Beneficially Owned: 5,826,570 shares |
(b) | Percent of Class: 8.60% |
(c) | Number of Shares as to which Such Person has: |
(i) | sole power to vote or to direct the vote 5,826,570 shares |
(ii) | shared power to vote or to direct the vote -0- shares |
(iii) | sole power to dispose or to direct the disposition of 5,826,570 shares |
(iv) | shared power to dispose or to direct the disposition of -0- shares |
B. | Frederic Dorwart |
(a) | Amount Beneficially Owned: 5,826,570 shares |
(b) | Percent of Class: 8.60% |
(c) | Number of Shares as to which Such Person has: |
(i) | sole power to vote or to direct the vote -0- shares |
(ii) | shared power to vote or to direct the vote 5,826,570 shares |
(iii) | sole power to dispose or to direct the disposition of -0- shares |
(iv) | shared power to dispose or to direct the disposition of 5,826,570 shares |
C. | Phil Frohlich |
(a) | Amount Beneficially Owned: 5,826,570 shares |
(b) | Percent of Class: 8.60% |
(c) | Number of Shares as to which Such Person has: |
(i) | sole power to vote or to direct the vote -0- shares |
(ii) | shared power to vote or to direct the vote 5,826,570 shares |
(iii) | sole power to dispose or to direct the disposition of -0- shares |
(iv) | shared power to dispose or to direct the disposition of 5,826,570 shares |
D. | Kenneth J. Levit |
(a) | Amount Beneficially Owned: 5,826,570 shares |
(b) | Percent of Class: 8.60% |
(c) | Number of Shares as to which Such Person has: |
(i) | sole power to vote or to direct the vote -0- shares |
(ii) | shared power to vote or to direct the vote 5,826,570 shares |
(iii) | sole power to dispose or to direct the disposition of -0- shares |
(iv) | shared power to dispose or to direct the disposition of 5,826,570 shares |
Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certification |
George Kaiser Family Foundation
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By:
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/s/ Frederic Dorwart
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Frederic Dorwart
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Power of Attorney
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By:
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/s/ Frederic Dorwart
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Frederic Dorwart, Individually
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By:
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/s/ Phil Frohlich
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Phil Frohlich, Individually
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By:
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/s/ Kenneth J. Levit
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Kenneth J. Levit, Individually
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