Edgar Filing: BROWN FORMAN CORP

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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3235-0287

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Barzun Brooke Brown

2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [BFA, BFB]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	__X__ 10% Owner
_____ Officer (give title below)	_____ Other (specify below)

(Last)

(First)

(Middle)

850 DIXIE HIGHWAY

3. Date of Earliest Transaction (Month/Day/Year)
12/22/2016

(Street)

LOUISVILLE, KY 40210

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common								36 ⁽¹⁾	I	Eleanor Lee Trusts
Class B Common								25,790 ⁽²⁾	I	Eleanor Lee Trusts
Class A Common								300,000 ⁽³⁾	I	Hackberry 2010 LLC
Class B Common								1,092 ⁽⁴⁾	I	Hebe Exempt Trust
Class B Common								430,568 ⁽⁵⁾	I	Hebe Three Limited Partnership
Class A Common								633,674 ⁽⁶⁾	I	Hebe Three Limited Partnership
Class A Common								1,770 ⁽⁷⁾	I	OB2 Marital Trust
Class B Common								404,678 ⁽⁸⁾	I	OB2 Marital Trust
Class A Common								24 ⁽⁹⁾	I	OB2 Reverse QTIP Trust
Class B Common								102,896 ⁽¹⁰⁾	I	OB2 Reverse QTIP Trust
Class B Common								190,970 ⁽¹¹⁾	I	OB3 GST Exempt Trust
Class A Common								6,660,230 ⁽¹²⁾	I	Olympus Three LLC
Class B Common								13,407,282 ⁽¹³⁾	I	Olympus Three LLC
Class A Common								40,878 ⁽¹⁴⁾	I	Trust fbo Brooke Barzun
Class B Common								10,218 ⁽¹⁵⁾	I	Trust fbo Brooke Barzun
Class B Common								990 ⁽¹⁶⁾	I	Trust fbo Child-1
Class B Common								2,898 ⁽¹⁷⁾	I	Trust fbo Child-2
Class B Common								2,898 ⁽¹⁷⁾	I	Trust fbo Child-3
Class B Common								374 ⁽¹⁸⁾	I	UTMA-1
Class B Common								1,124 ⁽¹⁹⁾	I	UTMA-2
Class B Common								1,124 ⁽¹⁹⁾	I	UTMA-3
Class A Common								26,126 ⁽²⁰⁾	I	Woodford Partners Kentucky, LLC

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Barzun Brooke Brown 850 DIXIE HIGHWAY LOUISVILLE, KY 40210		X

Signatures

Michael E. Carr, Atty in Fact for Brooke Brown Barzun		12/27/2016
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 18 additional shares.
(2)	Reflects the acquisition of 12,895 additional shares in the August 2016 stock split.
(3)	Reflects the acquisition of 150,000 additional shares in the August 2016 stock split.
(4)	Reflects the acquisition of 546 additional shares in the August 2016 stock split.
(5)	Reflects the acquisition of 215,284 additional shares in the August 2016 stock split.
(6)	Reflects the acquisition of 316,837 additional shares in the August 2016 stock split.
(7)	Reflects the acquisition of 885 additional shares in the August 2016 stock split.
(8)	Reflects the acquisition of 202,339 additional shares in the August 2016 stock split.
(9)	Reflects the acquisition of 12 additional shares in the August 2016 stock split.
(10)	Reflects the acquisition of 51,448 additional shares in the August 2016 stock split.
(11)	Reflects the acquisition of 95,485 additional shares in the August 2016 stock split.
(12)	Reflects the acquisition of 3,330,115 additional shares in the August 2016 stock split.
(13)	Reflects the acquisition of 6,703,641 additional shares in the August 2016 stock split.
(14)	Reflects the acquisition of 20,439 additional shares in the August 2016 stock split.
(15)	Reflects the acquisition of 5,109 additional shares in the August 2016 stock split.
(16)	Reflects the acquisition of 495 additional shares in the August 2016 stock split.
(17)	Reflects the acquisition of 1,449 additional shares in the August 2016 stock split.
(18)	Reflects the acquisition of 187 additional shares in the August 2016 stock split.
(19)	Reflects the acquisition of 562 additional shares in the August 2016 stock split.
(20)	Reflects the acquisition of 13,063 additional shares in the August 2016 stock split.
Remarks: 2nd of 2 Forms

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