1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options (right to buy)
|
Â
(1)
|
02/24/2021 |
Common Stock
|
3,520
|
$
56.73
|
D
|
Â
|
Employee Stock Options (right to buy)
|
Â
(2)
|
02/28/2022 |
Common Stock
|
6,034
|
$
59.53
|
D
|
Â
|
Employee Stock Options (right to buy)
|
Â
(2)
|
02/26/2023 |
Common Stock
|
6,034
|
$
69.38
|
D
|
Â
|
Employee Stock Options (right to buy)
|
Â
(2)
|
02/26/2024 |
Common Stock
|
20,114
|
$
93.44
|
D
|
Â
|
Employee Stock Options (right to buy)
|
Â
(3)
|
02/25/2025 |
Common Stock
|
22,125
|
$
103.31
|
D
|
Â
|
Employee Stock Options (right to buy)
|
Â
(4)
|
02/24/2026 |
Common Stock
|
24,137
|
$
103.07
|
D
|
Â
|
Employee Stock Options (right to buy)
|
Â
(5)
|
02/27/2027 |
Common Stock
|
25,000
|
$
124.99
|
D
|
Â
|
Employee Stock Options (right to buy)
|
Â
(6)
|
02/26/2028 |
Common Stock
|
3,420
|
$
155.39
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
Â
(8)
|
Common Stock
|
3,420
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(9)
|
Â
(9)
|
Common Stock
|
3,370
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
Â
(10)
|
Common Stock
|
4,023
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(11)
|
Â
(11)
|
Common Stock
|
5,000
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(12)
|
Â
(12)
|
Common Stock
|
3,570
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(13)
|
Â
(13)
|
Common Stock
|
3,570
|
$
(7)
|
D
|
Â
|
Supplemental Savings Plan Interests
|
Â
(14)
|
Â
(14)
|
Common Stock
|
1,096
|
$
(14)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Employee Stock Options were granted under the 2006 Stock Incentive Plan and are fully vested. |
(2) |
The Employee Stock Options were granted under the 2011 Stock Incentive Plan and are fully vested. |
(3) |
The Employee Stock Options were granted under the 2011 Stock Incentive Plan with 16,594 options fully vested and 5,531 options vesting on February 26, 2019. |
(4) |
The Employee Stock Options were granted under the 2011 Stock Incentive Plan with 12,068 options fully vested and 6,035 options vesting on February 25, 2019 and 6,034 vesting on February 25, 2020. |
(5) |
The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 6,250 options fully vested and 6,250 options vesting on each of February 28, 2019, February 28, 2020 and February 28, 2021. |
(6) |
The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 6,250 options vesting on each of February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022. |
(7) |
Instrument converts to common stock on a one-for-one basis. |
(8) |
The Restricted Stock Units were granted under the 2011 Stock Incentive Plan with all units vesting on April 22, 2020. |
(9) |
The Restricted Stock Units were granted under the 2011 Stock Incentive Plan with 1,659 units vesting on July 31, 2020 and 1,711 units vesting on July 31, 2022. |
(10) |
The Restricted Stock Units were granted under the 2011 Stock Incentive Plan with all units vesting on February 25, 2019. |
(11) |
The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 1,650 units vesting on October 3, 2019, 1,650 units vesting on October 3, 2021 and 1,700 units vesting on October 3, 2023. |
(12) |
The Restricted Stock Units wee granted under the 2016 Stock Incentive Plan with all units vesting on February 28, 2020. |
(13) |
The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 27, 2021. |
(14) |
Instrument converts to common stock on a one-for-one basis and reflects phantom shares of common stock represented by Company contributions to my account under the Executive Supplemental Savings Plan under rule 16b-3. |
(15) |
Due to an administrative error, the total number of shares held is updated to reflect the total number of Honeywell shares held by Mr. Lewis on August 3, 2018. |