UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Estate of Wade F. B. Thompson 230 PARK AVENUE, SUITE 618 NEW YORK, NY 10169 |
 |  X |  |  |
/s/ Alan Siegel, Co-executor | 12/03/2009 | |
**Signature of Reporting Person | Date | |
/s/ Angela E. Thompson, Co-executor | 12/03/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: Date of event reflects the date on which Angela E. Thompson and Alan Siegel were appointed co-executors of the Estate of Wade  F. B. Thompson.  Mr. Thompson died on November 12, 2009. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of any  securities not held directly for its account for purposes of Section 16 of the Securities Act of 1934, as amended, or  otherwise. |