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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Option | $ 6.71 | 04/01/2009 | Â | A | 734 | Â | 04/01/2009 | 04/01/2014 | Common | $ 0 | 734 | RENN Global Entrepreneurs Fund Inc | ||
Option | $ 6.86 | 04/01/2009 | Â | A | 1,101 | Â | 04/01/2009 | 04/01/2014 | Common | $ 0 | 1,835 | RENN Global Entrepreneurs Fund Inc. | ||
Option | $ 0.85 | 04/01/2009 | Â | A | 2,234 | Â | 04/01/2009 | 04/01/2014 | Common | $ 0 | 4,069 | RENN Global Entrepreneurs Fund Inc. | ||
Option | $ 6.71 | 04/01/2009 | Â | A | 2,621 | Â | 04/01/2009 | 04/01/2014 | Common | $ 0 | 6,690 | RENN Capital Group | ||
Option | $ 6.86 | 04/01/2009 | Â | A | 3,931 | Â | 04/01/2009 | 04/01/2014 | Common | $ 0 | 10,621 | RENN Capital Group | ||
Option | $ 0.85 | 04/01/2009 | Â | A | 7,766 | Â | 04/01/2009 | 04/01/2014 | Common | $ 0 | 18,387 | RENN Capital Group |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CLEVELAND RUSSELL 8080 N. CENTRAL EXPRESSWAY SUITE 210 LB DALLAS, TX 75206 |
 X |  |  |  |
RENAISSANCE US GROWTH INVESTMENT TRUST PLC 8080 N. CENTRAL EXPRESSWAY SUITE 210, LB-59 DALLAS, TX 75206 |
 |  X |  |  |
RENN Global Entrepreneurs Fund, Inc. 8080 N CENTRAL EXPRWY STE 210 LB59 DALLAS, TX 75206 |
 |  X |  |  |
RENN Capital Group, Inc. 8080 N. CENTRAL EXPRESSWAY DALLAS, TX 75206 |
 |  X |  |  |
/s/ Russell Cleveland | 07/20/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are held in Renaissance US Growth Invest Trust PLC. |
(2) | Shares are held in RENN Global Entrepreneurs Fund Inc. |
(3) | Shares are held in RENN Capital Group Inc. Russell Cleveland is President of RENN Capital Group Inc., Investment Advisor to RENN Global Entrepreneurs Fund, Inc., and therefore may be considered to be beneficial owner of such shares. Russell Cleveland disclaims such beneficial ownership. |