UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): October 10, 2013
GAIAM, INC.
(Exact Name of Registrant as Specified in its Charter)
| Colorado | 0-27515 | 84-1113527 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
833 W. South Boulder Road, Louisville, CO 80027-2452
(Address of Principal Executive Offices, Including Zip Code)
Registrant’s telephone number, including area code: (303) 222-3600
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07. Submission of Matters to a Vote of Security Holders
On October 10, 2013, Gaiam, Inc. (“Gaiam”) held its 2013 annual meeting of shareholders. Gaiam’s shareholders elected the following individuals as directors to serve until the next annual meeting of shareholders to be held in 2014 or until successors are duly elected and qualified:
| For | Withheld | Broker Non-Votes |
||||||||||
| Jirka Rysavy |
63,163,130 | 3,733,189 | — | |||||||||
| Lynn Powers |
63,130,884 | 3,765,435 | — | |||||||||
| James Argyropoulos |
66,709,641 | 186,678 | — | |||||||||
| Kristin Frank |
66,842,510 | 53,809 | — | |||||||||
| Chris Jaeb |
66,842,178 | 54,141 | — | |||||||||
| Wendy Schoppert |
66,842,478 | 53,841 | — | |||||||||
| Paul Sutherland |
66,842,007 | 54,312 | — | |||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GAIAM, INC. | ||||||
| By: | /s/ Stephen J. Thomas | |||||
| Stephen J. Thomas | ||||||
| Chief Financial Officer | ||||||
Date: October 14, 2013