1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to buy)
|
11/02/2010 |
11/01/2016 |
Common Stock
|
4,452
|
$
5.4
|
D
|
Â
|
Stock Options (Right to buy)
|
02/12/2012 |
02/11/2018 |
Common Stock
|
1,892
|
$
11.16
|
D
|
Â
|
Stock Options (Right to buy)
|
11/14/2008 |
11/13/2018 |
Common Stock
|
1,836
|
$
30.9
|
D
|
Â
|
Stock Options (Right to buy)
|
06/25/2013 |
06/25/2019 |
Common Stock
|
4,090
|
$
17.4
|
D
|
Â
|
Stock Options (Right to buy)
|
02/18/2013 |
02/18/2020 |
Common Stock
|
1,333
|
$
17.82
|
D
|
Â
|
Stock Options (Right to buy)
|
05/20/2014 |
05/20/2021 |
Common Stock
|
3,333
|
$
13.44
|
D
|
Â
|
Stock Options (Right to buy)
|
Â
(3)
|
09/16/2023 |
Common Stock
|
33,428
|
$
1.38
|
D
|
Â
|
Stock Options (Right to buy)
|
Â
(4)
|
10/14/2023 |
Common Stock
|
10,000
|
$
1.55
|
D
|
Â
|
Stock Options (Right to buy)
|
Â
(5)
|
02/26/2024 |
Common Stock
|
10,500
|
$
1.95
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 17,076 shares of common stock owned and 84,200 unvested shares issued as restricted stock units (an "RSU") under the Issuer's 2013 Equity Incentive Plan (the "Plan"). A total of 45,000 RSUs that vest in three equal annual installments were granted on September 17, 2013. 30,000 of the remaining RSUs vest in two equal annual installments on September 17, 2015 and September 17, 2016, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. |
(2) |
(Continued from Footnote 1) A total of 30,000 RSUs that vest in three equal annual installments were granted on October 15, 2013. 20,000 of the remaining RSUs vest in two equal annual installments on October 15, 2015 and October 15, 2016, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. 34,200 of the RSUs vest in four equal annual installments from February 27, 2014, the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. |
(3) |
Grant to the Reporting Person of a stock option under the Plan, vesting in 36 equal monthly installments from September 17, 2013, the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested. |
(4) |
Grant to the Reporting Person of a stock option under the Plan, vesting in 36 equal monthly installments from October 15, 2013, the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested. |
(5) |
Grant to the Reporting Person of a stock option under the Plan, vesting in 48 equal monthly installments from February 27, 2014, the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested. |