UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock Units | Â (3) | Â (3) | Common Stock | 93.78 | $ 0 | D | Â |
Employee Stock Option (Right to Buy) | 10/19/2012 | 10/18/2021 | Common Stock | 697 | $ 78.255 | D | Â |
Employee Stock Option (Right to Buy) | 10/19/2013 | 10/18/2021 | Common Stock | 191 | $ 78.255 | D | Â |
Employee Stock Option (Right to Buy) | 10/17/2013 | 10/16/2022 | Common Stock | 489 | $ 154.4325 | D | Â |
Employee Stock Option (Right to Buy) | 10/17/2014 | 10/16/2022 | Common Stock | 194 | $ 154.4325 | D | Â |
Employee Stock Option (Right to Buy) | 10/16/2014 | 10/15/2023 | Common Stock | 540 | $ 180.46 | D | Â |
Employee Stock Option (Right to Buy) | 10/16/2015 | 10/15/2023 | Common Stock | 404 | $ 180.46 | D | Â |
Employee Stock Option (Right to Buy) | 10/16/2016 | 10/15/2023 | Common Stock | 540 | $ 180.46 | D | Â |
Employee Stock Option (Right to Buy) | 10/22/2015 | 10/21/2024 | Common Stock | 340 | $ 227.73 | D | Â |
Employee Stock Option (Right to Buy) | 10/22/2016 | 10/21/2024 | Common Stock | 340 | $ 227.73 | D | Â |
Employee Stock Option (Right to Buy) | 10/22/2017 | 10/21/2024 | Common Stock | 340 | $ 227.73 | D | Â |
Employee Stock Option (Right to Buy) | 10/16/2016 | 10/15/2025 | Common Stock | 340 | $ 239.55 | D | Â |
Employee Stock Option (Right to Buy) | 10/16/2017 | 10/15/2025 | Common Stock | 340 | $ 239.55 | D | Â |
Employee Stock Option (Right to Buy) | 10/16/2018 | 10/15/2025 | Common Stock | 340 | $ 239.55 | D | Â |
Employee Stock Option (Right to Buy) | 10/24/2017 | 10/23/2026 | Common Stock | 1,000 | $ 277.65 | D | Â |
Employee Stock Option (Right to Buy) | 10/24/2018 | 10/23/2026 | Common Stock | 1,000 | $ 277.65 | D | Â |
Employee Stock Option (Right to Buy) | 10/24/2019 | 10/23/2026 | Common Stock | 1,000 | $ 277.65 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CRONIN JANE M. 101 W. PROSPECT AVENUE CLEVELAND, OH 44115 |
 |  |  SVP - Corporate Controller |  |
Catherine M. Kilbane, Attorney-in-fact | 11/03/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of shares listed, 960 are restricted stock and 160 are restricted stock units. |
(2) | Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 10/24/2016 statement. |
(3) | Represents the number of phantom stock units that were acquired by the reporting person (in exempt transactions) under The Sherwin-Williams Company Deferred Compensation Savings and Pension Equalization Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable in cash generally upon the reporting person's retirement or other termination of service. The phantom stock units have dividend equivalent rights. |
 Remarks: Exhibit 24, Power of Attorney, is attached. |