1
|
Name of Reporting Persons
|
|
Shanda Interactive Entertainment Limited
|
||
2
|
Check the Appropriate Box if a Member of a Group
|
|
(a)
|
o
|
|
(b)
|
o
|
|
3
|
SEC Use Only
|
|
4
|
Source of Funds
|
|
AF, WC
|
||
5
|
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
|
6
|
Citizenship or Place of Organization
|
|
The Cayman Islands
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
||
7
|
Sole Voting Power
|
|
0
|
||
8
|
Shared Voting Power
|
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
||
9
|
Sole Dispositive Power
|
|
0
|
||
10
|
Shared Dispositive Power
|
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
|
12
|
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o
|
13
|
Percent of Class Represented by Amount in Row (11)
|
70.5% (2)
|
|
14
|
Type of Reporting Person
|
CO, HC
|
(1)
|
Represents 3,334,694,602 ordinary shares, par value $0.00005 per share (the “Shares”) of Ku6 Media Co., Ltd. (“Ku6”) (including Shares represented by American Depositary Shares of Ku6 (“ADSs”), each representing 100 Shares) held by Shanda Media Group Limited (formerly known as Shanda Music Group Limited) (“Shanda Media”), a wholly-owned subsidiary of Shanda Interactive Entertainment Limited (“Shanda”), which is wholly owned by Premium Lead Company Limited (“Premium Lead”).
|
(2)
|
This percentage is calculated based upon 4,732,446,560 Shares (including Shares represented by ADSs) that were outstanding as of December 31, 2012 as set forth in Ku6’s Form 6-K furnished with the Securities and Exchange Commission on March 15, 2013.
|
1
|
Name of Reporting Persons
|
|
Shanda Media Group Limited
|
||
2
|
Check the Appropriate Box if a Member of a Group
|
|
(a)
|
o
|
|
(b)
|
o
|
|
3
|
SEC Use Only
|
|
4
|
Source of Funds
|
|
AF
|
||
5
|
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
|
6
|
Citizenship or Place of Organization
|
|
The British Virgin Islands
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
||
7
|
Sole Voting Power
|
|
0
|
||
8
|
Shared Voting Power
|
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
||
9
|
Sole Dispositive Power
|
|
0
|
||
10
|
Shared Dispositive Power
|
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
|
12
|
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o
|
13
|
Percent of Class Represented by Amount in Row (11)
|
70.5% (2)
|
|
14
|
Type of Reporting Person
|
CO, HC
|
|
(1)
|
Represents 3,334,694,602 Shares (including Shares represented by ADSs) held by Shanda Media, a wholly-owned subsidiary of Shanda, which is wholly owned by Premium Lead.
|
(2)
|
This percentage is calculated based upon 4,732,446,560 Shares (including Shares represented by ADSs) that were outstanding as of December 31, 2012 as set forth in Ku6’s Form 6-K furnished with the Securities and Exchange Commission on March 15, 2013.
|
1
|
Name of Reporting Persons
|
|
Premium Lead Company Limited
|
||
2
|
Check the Appropriate Box if a Member of a Group
|
|
(a)
|
o
|
|
(b)
|
o
|
|
3
|
SEC Use Only
|
|
4
|
Source of Funds
|
|
AF
|
||
5
|
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
|
6
|
Citizenship or Place of Organization
|
|
The British Virgin Islands
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
||
7
|
Sole Voting Power
|
|
0
|
||
8
|
Shared Voting Power
|
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
||
9
|
Sole Dispositive Power
|
|
0
|
||
10
|
Shared Dispositive Power
|
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
3,334,694,602 Shares (including Shares represented by ADSs) (1)
|
|
12
|
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o
|
13
|
Percent of Class Represented by Amount in Row (11)
|
70.5% (2)
|
|
14
|
Type of Reporting Person
|
CO, HC
|
|
(1)
|
Represents 3,334,694,602 Shares (including Shares represented by ADSs) held by Shanda Media, a wholly-owned subsidiary of Shanda, which is wholly owned by Premium Lead.
|
(2)
|
This percentage is calculated based upon 4,732,446,560 Shares (including Shares represented by ADSs) that were outstanding as of December 31, 2012 as set forth in Ku6’s Form 6-K furnished with the Securities and Exchange Commission on March 15, 2013.
|
Shares Held
Directly
|
Sole
Voting
Power
|
Shared
Voting
Power (1)
|
Sole
Dispositive
Power
|
Shared
Dispositive
Power (1)
|
Beneficial
Ownership
|
Percentage
of Class (2)
|
|||||||||
Shanda Interactive Entertainment Limited
|
0
|
0
|
3,334,694,602
|
0
|
3,334,694,602
|
3,334,694,602
|
70.5
|
%
|
|||||||
Shanda Media Group Limited
|
3,334,694,602
|
0
|
3,334,694,602
|
0
|
3,334,694,602
|
3,334,694,602
|
70.5
|
%
|
|||||||
Premium Lead Company Limited
|
0
|
0
|
3,334,694,602
|
0
|
3,334,694,602
|
3,334,694,602
|
70.5
|
%
|
|||||||
(1)
|
Represents 3,334,694,602 Shares (including Shares represented by ADSs) held by Shanda Media, a wholly-owned subsidiary of Shanda, which is wholly owned by Premium Lead.
|
(2)
|
This percentage is calculated based upon 4,732,446,560 Shares (including Shares represented by ADSs) that were outstanding as of December 31, 2012 as set forth in Ku6’s Form 6-K furnished with the Securities and Exchange Commission on March 15, 2013.
|
SHANDA INTERACTIVE ENTERTAINMENT LIMITED
|
||
March 18, 2013
|
By:
|
/s/ Tianqiao Chen
|
Name: Tianqiao Chen
|
||
Title: Chairman, Chief Executive Officer and President
|
||
SHANDA MEDIA GROUP LIMITED
|
||
March 18, 2013
|
By:
|
/s/ Tianqiao Chen
|
Name: Tianqiao Chen
|
||
Title: Director
|
||
PREMIUM LEAD COMPANY LIMITED
|
||
March 18, 2013
|
By:
|
/s/ Tianqiao Chen
|
Name: Tianqiao Chen
|
||
Title: Director
|
||
Name
|
Citizenship
|
Present Principal Occupation
|
||
Tianqiao Chen
|
PRC
|
Chairman of the Board and Chief Executive Officer
|
||
Qian Qian Chrissy Luo
|
Singapore
|
Director
|
||
Robert Chiu | Taiwan | President | ||
Danian Chen
|
PRC
|
Director
|
||
Grace Wu
|
USA
|
Chief Financial Officer
|
||
John Lee
|
Hong Kong, PRC
|
Head of Tax
|
||
Jin Zhang
|
PRC
|
Senior Vice President
|
||
Haifa Zhu
|
PRC
|
Chief Investment Officer
|
||
Johnson Yao
|
PRC
|
Vice President
|
SHANDA INTERACTIVE ENTERTAINMENT LIMITED
|
||
March 18, 2013
|
By:
|
/s/ Tianqiao Chen
|
Name: Tianqiao Chen
|
||
Title: Chairman, Chief Executive Officer and President
|
||
SHANDA MEDIA GROUP LIMITED
|
||
March 18, 2013
|
By:
|
/s/ Tianqiao Chen
|
Name: Tianqiao Chen
|
||
Title: Director
|
||
PREMIUM LEAD COMPANY LIMITED
|
||
March 18, 2013
|
By:
|
/s/ Tianqiao Chen
|
Name: Tianqiao Chen
|
||
Title: Director
|