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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit Award 01/26/2015 | $ 0 | 01/26/2015 | A | 15,776 | (3) | (3) | Common stock | 15,776 | (3) | 15,776 | D | ||||
Restricted Stock Unit Award 01/27/2014 | $ 0 | 01/26/2015 | M | 7,295 | (3) | (3) | Common stock | 7,295 | $ 37.34 | 14,591 (4) | D | ||||
Restricted Stock Unit Award 09/23/2013 | $ 0 | 01/26/2015 | M | 3,165 | (3) | (3) | Common stock | 3,165 | $ 37.34 | 3,168 (5) | D | ||||
Performance Shares- Stock Units | $ 0 | 01/26/2015 | A | 17,546 (6) | (6) | (6) | Common stock | 17,546 | (6) | 17,546 | D | ||||
Performance Shares- Stock Units | $ 0 | 01/26/2015 | M | 17,546 | (6) | (6) | Common stock | 17,546 | $ 37.34 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Aliabadi Paymon 10 S. DEARBORN STREET 54TH FLOOR CHICAGO, IL 60603 |
EVP, Chief Enterprise Risk Ofr |
Lawrence C. Bachman, Attorney in Fact for Paymon Aliabadi | 01/28/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares withheld by the Issuer for reporting person's tax obligation. |
(2) | Shares settled in cash on a 1 for 1 basis. |
(3) | Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded will vest upon the first, second and third anniversary date that is referenced in column 1. |
(4) | Balance includes 219 shares acquired on March 10, 2014; 178 shares acquired on June 10, 2014; 202 shares acquired on September 10, 2014; and 187 shares acquired on December 10, 2014 through automatic dividend reinvestment. |
(5) | Balance includes 63 shares acquired on March 10, 2014; 51 shares acquired on June 10, 2014; 58 shares acquired on September 10, 2014; and 54 shares acquired on December 10, 2014 through automatic dividend reinvestment. |
(6) | Transition performance shares awarded pursuant to the Exelon Long Term Incentive Plan in connection with transition from one-year to three-year performance period for the performance share award program. Shares vest immediately upon award. |