|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (2) | $ 0 | 02/24/2014 | A | 4,657 | 02/24/2014 | 02/24/2014 | Common Stock | 4,657 | $ 0 | 10,311 | D | ||||
Restricted Stock Units (1) | $ 0 | 02/24/2013 | M | 10,311 | 02/24/2014 | 02/24/2014 | Common Stock | 10,311 | $ 0 | 0 | D | ||||
Restricted Stock Units (1) | $ 0 | 02/24/2014 | M | 9,047 | 02/24/2014 | 02/24/2014 | Common Stock | 9,047 | $ 0 | 0 | D | ||||
Restricted Stock Units (3) | $ 0 | 02/24/2014 | A | 14,595 | 02/24/2017 | 02/24/2017 | Common Stock | 14,595 | $ 0 | 14,595 | D | ||||
Restricted Stock Units | $ 0 | 02/24/2014 | A | 10,055 | 02/24/2017 | 02/24/2017 | Common Stock | 10,055 | $ 0 | 10,055 | D | ||||
Employee Options (Right to Buy) | $ 41.77 | 02/24/2014 | A | 10,139 | 02/24/2015 | 02/24/2024 | Common Stock | 10,139 | $ 0 | 10,139 | D | ||||
Employee Options (Right to Buy) | $ 41.77 | 02/24/2014 | A | 10,139 | 02/24/2016 | 02/24/2024 | Common Stock | 10,139 | $ 0 | 10,139 | D | ||||
Employee Option (Right to Buy) | $ 41.77 | 02/24/2014 | A | 10,140 | 02/24/2017 | 02/24/2024 | Common Stock | 10,140 | $ 0 | 10,140 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Perilloux Brian L. 2800 POST OAK BLVD HOUSTON, TX 77056 |
Senior Vice President |
Cher S. Lawrence, Attorney-in-Fact for Ms. Brian L. Perilloux | 02/26/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Payout of Restricted Stock Units, in a transaction exempt under Rules 16b-3(d) and 16b-6(b), of shares of common stock awarded under The Williams Companies, Inc. 2007 Incentive Plan of which a portion of the shares were withheld for taxes. |
(2) | Represents restricted stock units acquired pursuant to the 2011 performance-based RSU grant agreement resulting from the performance of defined relative and absolute Total Shareholder Return ("TSR") metrics, as certified by the compensation committee. |
(3) | Vesting is subject to applicable grant agreement and compensation committee certification that the Company has met the three year performance measure. The specific performance measure will be based on total shareholder return with absolute and relative dependent measures. |