UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | Â (3) | 01/25/2022 | Common Stock | 15,000 | $ 107.73 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (4) | 01/30/2023 | Common Stock | 15,500 | $ 116.45 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (5) | 01/29/2024 | Common Stock | 18,000 | $ 116 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (6) | 01/28/2025 | Common Stock | 47,700 | $ 103.71 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (7) | 01/27/2026 | Common Stock | 69,700 | $ 83.29 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (8) | 01/25/2027 | Common Stock | 18,100 | $ 117.24 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (9) | 01/31/2028 | Common Stock | 15,400 | $ 125.35 | D | Â |
Non-Qualified Stock Option (Right to Buy) | Â (10) | 01/30/2029 | Common Stock | 18,200 | $ 113.01 | D | Â |
Phantom Stock Units | Â (11) | Â (11) | Common Stock | 1,252 | $ (11) | I | Excess Benefit Plan |
Restricted Stock Units | Â (12) | Â (12) | Common Stock | 4,077 | $ (12) | D | Â |
Restricted Stock Units | Â (13) | Â (13) | Common Stock | 2,509 | $ (13) | D | Â |
Restricted Stock Units | Â (14) | Â (14) | Common Stock | 2,315 | $ (14) | D | Â |
Restricted Stock Units | Â (15) | Â (15) | Common Stock | 4,080 | $ (15) | D | Â |
Restricted Stock Units | Â (16) | Â (16) | Common Stock | 2,550 | $ (16) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PARFITT COLIN E 6001 BOLLINGER CANYON ROAD SAN RAMON, CA 94583 |
 |  |  Vice President |  |
/s/ Christine L. Cavallo, Attorney-in-Fact for Colin E. Parfitt | 03/08/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This number represents the reporting person's shares of Chevron Corporation common stock under the Chevron Corporation Employee Savings and Investment Plan, a 401 (k) plan. |
(2) | This number represents the reporting person's shares of Chevron Corporation common stock under the Chevron Heritage Nominee Service, a UK benefits plan. |
(3) | Option granted 1/25/2012. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
(4) | Option granted 1/30/2013. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
(5) | Option granted 1/29/2014. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
(6) | Option granted 1/28/2015. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
(7) | Option granted 1/27/2016. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
(8) | Option granted 1/25/2017. One-third of the shares subject to the option vested on January 31, 2018, and one-third of the shares vested on January 31, 2019. The balance of the shares vests on January 31, 2020 |
(9) | Option granted 1/31/2018. One-third of the shares subject to the option vested on January 31, 2019, and one-third of the shares subject to the option will vest on January 31, 2020 and January 31, 2021, respectively. |
(10) | Option granted 1/30/2019. One-third of the shares subject to the option vest on January 31, 2020, January 31, 2021 and January 31, 2022, respectively. |
(11) | Each phantom stock unit is the economic equivalent of one share of Chevron Corporation common stock. The phantom stock units, which are issued under the Chevron ESIP-RP, are payable in cash upon the reporting person's retirement or other termination of service. |
(12) | Restricted stock units granted on 1/25/2017 under the Chevron Corporation Long-Term Incentive Plan. Each restricted stock unit is the economic equivalent of one share of Chevron Corporation common stock. Restricted stock units accrue dividend equivalents in the form of additional restricted stock units and are payable in cash upon vesting on January 31, 2020. |
(13) | Restricted stock units granted on 1/25/2017 under the Chevron Corporation Long-Term Incentive Plan. Each restricted stock unit is the economic equivalent of one share of Chevron Corporation common stock. Restricted stock units accrue dividend equivalents in the form of additional restricted stock units and are payable in cash upon vesting on January 31, 2022. |
(14) | Restricted stock units granted on 1/31/2018 under the Chevron Corporation Long-Term Incentive Plan. Each restricted stock unit is the economic equivalent of one share of Chevron Corporation common stock. Restricted stock units accrue dividend equivalents in the form of additional restricted stock units and are payable in cash upon vesting on January 31, 2023. |
(15) | Restricted stock units granted on 1/30/2019 under the Chevron Corporation Long-Term Incentive Plan. Each restricted stock unit is the economic equivalent of one share of Chevron Corporation common stock. Restricted stock units accrue dividend equivalents in the form of additional restricted stock units and are payable in cash upon vesting on January 31, 2022. |
(16) | Restricted stock units granted on 1/30/2019 under the Chevron Corporation Long-Term Incentive Plan. Each restricted stock unit is the economic equivalent of one share of Chevron Corporation common stock. Restricted stock units accrue dividend equivalents in the form of additional restricted stock units and are payable in cash upon vesting on January 31, 2024. |
 Remarks: Exhibit List:  Exhibit 24 - Power of Attorney. |