1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
08/17/2018 |
Common Stock
|
12,670
|
$
19.38
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
02/24/2019 |
Common Stock
|
7,594
|
$
26.15
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
03/02/2020 |
Common Stock
|
9,652
|
$
29.02
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(5)
|
03/13/2021 |
Common Stock
|
11,536
|
$
21.8
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(6)
|
02/28/2022 |
Common Stock
|
9,356
|
$
8.63
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 21,829 unvested restricted shares and 15,440 unvested restricted stock units granted pursuant to the Career Education Corporation 2008 Incentive Compensation Plan, with each restricted stock unit representing a contingent right to receive one share of common stock. |
(2) |
Immediately exercisable. |
(3) |
Immediately exercisable as to 5,695 of the underlying shares of common stock and exercisable as to1,899 of the remaining underlying shares on February 25, 2013. |
(4) |
Immediately exercisable as to 4,826 of the underlying shares of common stock and exercisable as to 4,826 of the remaining underlying shares in equal installments on each of March 3, 2013 and 2014. |
(5) |
Immediately exercisable as to 2,884 of the underlying shares of common stock and exercisable as to 8,652 of the remaining underlying shares in equal installments on each of March 14, 2013, 2014 and 2015. |
(6) |
Exercisable as to 2,339 of the underlying shares of common stock on each of March 1, 2013, 2014, 2015 and 2016. |