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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 38.79 | (1) | 04/30/2022 | Class A Common Stock | 2,959 | 2,959 | D | ||||||||
Stock Appreciation Right | $ 46.07 | (2) | 05/03/2023 | Class A Common Stock | 3,983 | 3,983 | D | ||||||||
Stock Appreciation Right | $ 74.72 | (3) | 05/08/2024 | Class A Common Stock | 4,406 | 4,406 | D | ||||||||
Stock Appreciation Right | $ 108.2 | (4) | 05/15/2025 | Class A Common Stock | 3,587 | 3,587 | D | ||||||||
Stock Appreciation Right | $ 51.42 | (5) | 05/12/2026 | Class A Common Stock | 7,395 | 7,395 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KAPUT JIM L C/O ZEBRA TECHNOLOGIES CORPORATION 3 OVERLOOK POINT LINCOLNSHIRE, IL 60069 |
SVP, General Counsel & Secy |
/s/ Jim L. Kaput | 09/09/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the stock appreciation rights subject to this SAR, 2,959 vested on April 30, 2016. |
(2) | Of the stock appreciation rights subject to this SAR, 1,191 vested on May 3, 2016 and 1,992 vest on May 3, 2017. |
(3) | Of the stock appreciation rights subject to this SAR, 1,101 vested on May 8, 2015, 1,101 vested on May 8, 2016, 1,102 vest on May 8, 2017 and 1,102 vest on May 8, 2018. |
(4) | Of the stock appreciation rights subject to this SAR, 896 vested on May 15, 2016, 897 vest on May 15, 2017, 897 vest on May 15, 2018 and 897 vest on May 15, 2019. |
(5) | Of the stock appreciation rights subject to this SAR, 1,848 vest on May 12, 2017, 1,849 vest on May 12, 2018, 1,849 vest on May 12, 2019 and 1,849 vest on May 12, 2020. |