Exhibit
No. 1
|
Total Voting Rights dated 01 March 2018
|
Exhibit
No. 2
|
Publication of Base Prospectus dated 01 March 2018
|
Exhibit
No. 3
|
Holding(s) in Company dated 08 March 2018
|
Exhibit
No. 4
|
Scrip Reference Share Price dated 08 March 2018
|
Exhibit
No. 5
|
Barclays PLC IFRS 9 Transition Note dated 08 March
2018
|
Exhibit
No. 6
|
Director/PDMR Shareholding dated 09 March 2018
|
Exhibit
No. 7
|
Barclays RFTS Court Approval dated 09 March 2018
|
Exhibit
No. 8
|
Redemption Notice 7.70% Subordinated Notes dated 09 March
2018
|
Exhibit
No. 9
|
Redemption Notice 7.75% Contingent Capital Notes dated 09 March
2018
|
Exhibit
No. 10
|
Director/PDMR Shareholding dated 12 March 2018
|
Exhibit
No. 11
|
Director/PDMR Shareholding dated 12 March 2018
|
Exhibit
No. 12
|
Publication of Final Terms dated 13 March 2018
|
Exhibit
No. 13
|
Barclays Bank PLC Registration document dated 16 March
2018
|
Exhibit
No. 14
|
Holding(s) in Company dated 19 March 2018
|
Exhibit
No. 15
|
Holding(s) in Company dated 19 March 2018
|
Exhibit
No. 16
|
Directorate Change dated 19 March 2018
|
Exhibit
No. 17
|
Director/PDMR Shareholding dated 26 March 2018
|
Exhibit
No. 18
|
Covered Bond programme - Issuer substitution dated 29 March
2018
|
|
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
|
BARCLAYS
BANK PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 4755
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays PLC
|
|||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
|
||||||
An
acquisition or disposal of voting rights
|
X
|
|||||
An
acquisition or disposal of financial instruments
|
|
|||||
An
event changing the breakdown of voting rights
|
|
|||||
Other
(please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
BlackRock,
Inc.
|
|||||
City
and country of registered office (if applicable)
|
Wilmington,
DE, USA
|
|||||
4. Full name of shareholder(s) (if different from
3.)v
|
||||||
Name
|
|
|||||
City
and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
06/03/2018
|
|||||
6. Date on which issuer notified
(DD/MM/YYYY):
|
07/03/2018
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of
voting rights attached to shares (total of 8. A)
|
% of
voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
||
Resulting
situation on the date on which threshold was crossed or
reached
|
6.07%
|
0.02%
|
6.10%
|
17,066,394,019
|
||
Position
of previous notification (if
applicable)
|
3.79%
|
2.30%
|
6.10%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
GB0031348658
|
|
1,037,472,421
|
|
6.07%
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
1,037,472,421
|
6.07%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
Securities
Lending
|
|
|
3,035,529
|
0.01%
|
|||||
|
|
|
|
|
|||||
|
SUBTOTAL 8. B 1
|
3,035,529
|
0.01%
|
||||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||
CFD
|
|
|
Cash
|
1,172,705
|
0.00%
|
||||
Physically
Settled Call Option
|
16/03/2018
|
|
Physical
|
229,000
|
0.00%
|
||||
Physically
Settled Call Option
|
16/03/2018
|
|
Physical
|
108,000
|
0.00%
|
||||
Physically
Settled Put Option
|
16/03/2018
|
|
Physical
|
11,000
|
0.00%
|
||||
Physically
Settled Put Option
|
20/04/2018
|
|
Physical
|
8,000
|
0.00%
|
||||
|
SUBTOTAL 8.B.2
|
1,528,705
|
0.00%
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable
box with an "X")
|
||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|||
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal entityxiv (please add additional rows as
necessary)
|
X
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
See
Attachment
|
|
|
|
|
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of
the proxy holder
|
|
|||
The
number and % of voting rights held
|
|
|||
The
date until which the voting rights will be held
|
|
|||
|
||||
11. Additional informationxvi
|
||||
BlackRock
Regulatory Threshold Reporting Team Jana
Blumenstein
020
7743 3650
|
||||
|
|
|
|
|
Place of completion
|
12
Throgmorton Avenue, London, EC2N 2DL, U.K.
|
Date of completion
|
7
March, 2018
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Holdco 3, LLC
|
|
|
|
BlackRock
Canada Holdings LP
|
|
|
|
BlackRock
Canada Holdings ULC
|
|
|
|
BlackRock
Asset Management Canada Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Advisors (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Australia Holdco Pty. Ltd.
|
|
|
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Asset Management North Asia Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
BlackRock
Asset Management Deutschland AG
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
International Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Lux Finco S.a.r.l.
|
|
|
|
BlackRock
Trident Holding Company Limited
|
|
|
|
BlackRock
Japan Holdings GK
|
|
|
|
BlackRock
Japan Co., Ltd.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
Trident
Merger, LLC
|
|
|
|
BlackRock
Investment Management, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Capital Holdings, Inc.
|
|
|
|
BlackRock
Advisors, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
(Singapore) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
(Netherlands) B.V.
|
|
|
|
|
|
|
|
|
|
|
|
Our
Registrar, Equiniti:
0371
384 2055*
+44
(0)121 415 7004
*Lines are open 8.30am to 5.30pm (UK time), Mondays to Fridays,
excluding Public Holidays in England and Wales.
|
Investor RelationsMedia RelationsKathryn McLelandTom Hoskin+44 (0)
20 7116 4943+44 (0) 20 7116 6927
|
|
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 6927
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
Shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares acquired include an
allocation of Shares as matching shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.0972
|
48
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 6927
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mike
Ashley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,506
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim
Breedon
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,359
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sir Ian
Cheshire
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,786
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mary
Francis
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,262
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Crawford
Gillies
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,485
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sir
Gerry Grimstone
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Deputy
Chairman and Senior Independent Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,592
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Reuben
Jeffery
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
6,582
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Matthew
Lester
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
3,972
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
John
McFarlane
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chairman
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
15,086
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Dambisa
Moyo
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,773
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Diane
Schueneman
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
6,702
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mike
Turner
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
1,405
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Director/ PDMR
|
SVP/DSVP
(Shares)
|
LTIP
(Shares)
|
Total Gross (Shares)
|
Gross value at award (£)
|
Net value at award (£)
|
Jes Staley
|
374,131
|
1,853,891
|
2,228,022
|
£3,960,200
|
n/a
|
Tushar Morzaria
|
195,223
|
1,248,980
|
1,444,203
|
£2,567,000
|
n/a
|
Paul Compton
|
1,081,777
|
|
1,081,777
|
£2,075,000
|
n/a
|
Bob Hoyt
|
304,982
|
|
304,982
|
£585,000
|
n/a
|
Laura Padovani
|
36,493
|
|
36,493
|
£70,000
|
n/a
|
Tristram Roberts
|
221,568
|
|
221,568
|
£425,000
|
n/a
|
Tim Throsby
|
1,575,290
|
|
1,575,290
|
£2,800,000
|
n/a
|
Ashok Vaswani
|
548,538
|
|
548,538
|
£975,000
|
n/a
|
C.S. Venkatakrishnan
|
309,432
|
|
309,432
|
£550,000
|
n/a
|
Total
|
4,647,434
|
3,102,871
|
7,750,305
|
£14,007,200
|
n/a
|
Director/ PDMR
|
Gross - SIA (HP) (Shares)
|
Net - SIA (HP) (Shares)
|
Gross value (£)
|
Net value (£)
|
Jes Staley
|
94,719
|
39,715
|
£200,000
|
£83,859
|
Tushar Morzaria
|
94,719
|
50,201
|
£200,000
|
£106,000
|
Paul Compton
|
94,719
|
42,367
|
£200,000
|
£89,458
|
Bob Hoyt
|
94,719
|
50,201
|
£200,000
|
£106,000
|
Laura Padovani
|
49,727
|
26,355
|
£105,000
|
£55,649
|
Tristram Roberts
|
94,719
|
50,201
|
£200,000
|
£106,000
|
Tim Throsby
|
94,719
|
50,201
|
£200,000
|
£106,000
|
Ashok Vaswani
|
94,719
|
50,201
|
£200,000
|
£106,000
|
C.S. Venkatakrishnan
|
94,719
|
43,883
|
£200,000
|
£92,659
|
Total
|
807,479
|
403,325
|
£1,705,000
|
£851,625
|
Director/ PDMR
|
Gross - Fixed Pay (Shares)
|
Net - Fixed Pay (Shares)
|
Gross value (£)
|
Net value (£)
|
Jes Staley
|
139,119
|
58,332
|
£293,750
|
£123,168
|
Tushar Morzaria
|
97,679
|
51,769
|
£206,250
|
£109,310
|
Paul Compton
|
130,239
|
58,255
|
£275,000
|
£123,005
|
Bob Hoyt
|
112,479
|
59,613
|
£237,500
|
£125,873
|
Tristram Roberts
|
68,079
|
36,081
|
£143,750
|
£76,185
|
Tim Throsby
|
230,878
|
122,365
|
£487,500
|
£258,374
|
Ashok Vaswani
|
82,879
|
43,925
|
£175,000
|
£92,748
|
C.S. Venkatakrishnan
|
112,479
|
52,111
|
£237,500
|
£110,032
|
Total
|
973,831
|
482,451
|
£2,056,250
|
£1,018,695
|
Director/ PDMR
|
SVP/DSVP (Shares)
|
JSVP/JDSVP (Shares)
|
LTIP 2015-2017 (Shares)
|
Total Gross (Shares)
|
Total net (Shares)
|
Gross value (£)
|
Net value (£)
|
Tushar Morzaria
|
162,916
|
33,055
|
464,884
|
660,855
|
350,251
|
£1,395,395
|
£739,555
|
Paul Compton
|
196,597
|
2,055,423
|
0
|
2,252,020
|
1,007,328
|
£4,755,140
|
£2,126,973
|
Bob Hoyt
|
247,896
|
0
|
0
|
247,896
|
131,794
|
£523,432
|
£278,283
|
Laura Padovani
|
13,441
|
37,229
|
0
|
50,670
|
26,854
|
£106,990
|
£56,702
|
Tristram Roberts
|
133,173
|
0
|
0
|
133,173
|
70,580
|
£281,195
|
£149,030
|
Tim Throsby
|
0
|
4,275,076
|
0
|
4,275,076
|
2,265,790
|
£9,026,823
|
£4,784,216
|
Ashok Vaswani
|
270,829
|
0
|
0
|
270,829
|
143,538
|
£571,855
|
£303,080
|
C.S. Venkatakrishnan
|
0
|
837,741
|
0
|
837,741
|
388,125
|
£1,768,890
|
£819,526
|
Total
|
1,024,852
|
7,238,524
|
464,884
|
8,728,260
|
4,384,260
|
£18,429,721
|
£9,257,365
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
374,131
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
195,223
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
1,081,777
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
304,982
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
36,493
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
221,568
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim
Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
1,575,290
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays UK
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
548,538
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares received
|
£0.00
|
309,432
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Long Term Incentive Plan
(the "Award"). Shares under the Award typically vest in five
tranches over seven years, subject to performance conditions being
met.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
1,853,891
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Long Term Incentive Plan
(the "Award"). Shares under the Award typically vest in five
tranches over seven years subject to performance conditions being
met.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
1,248,980
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period lifting
during which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
49,727
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim
Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays UK
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
139,119
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
97,679
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
130,239
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
112,479
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
68,079
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim
Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
230,878
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays UK
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
82,879
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
112,479
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
162,916
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
196,597
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
247,896
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares received
|
£2.1115
|
133,173
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
13,441
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays UK
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
270,829
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
33,055
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to awards made under Schedule 1 to the
Barclays Group Deferred Share Value Plan and Barclays Group Share
Value Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
2,055,423
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
37,229
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim
Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Deferred Share Value Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
4,275,076
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
837,741
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Long Term Incentive Plan.
The Shares are subject to a holding period with restrictions
lifting after two years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares received
|
£2.1115
|
464,884
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)i
|
||
|
||
1a. Identity of the issuer or the underlying
issuer of existing shares to
which voting rights are attachedii:
|
Barclays
PLC
|
|
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||
Non-UK issuer
|
|
|
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
|
||
An
acquisition or disposal of voting rights
|
X
|
|
An
acquisition or disposal of financial instruments
|
X
|
|
An
event changing the breakdown of voting rights
|
|
|
Other
(please specify)iii:
|
|
|
3. Details of person subject to the notification
obligationiv
|
||
Name
|
(i)
Edward Bramson
(ii) Stephen
Welker
(iii)
Sherborne Investors Management GP, LLC
(iv)
Sherborne Investors Management LP
|
|
City
and country of registered office (if applicable)
|
135
East 57th Street
Floor
32
New
York, NY 10022
United
States of America
|
|
4. Full name of shareholder(s) (if different from
3.)v
|
||
Name
|
(i)
SIGC, LP (Incorporated), as a counterparty to the investment
management agreement with Sherborne Investors Management
(Guernsey) LLC
(ii) Whistle
Investors LLC, as a counterparty to the investment management
agreement with Sherborne Investors Management LP
(iii)
Whistle Investors II LLC, as a counterparty to the investment
management agreement with Sherborne Investors Management
LP
|
|
City
and country of registered office (if applicable)
|
SIGC,
LP (Incorporated):
1 Royal
Plaza
Royal
Avenue
St
Peter Port
Guernsey
GY1 2HL
Whistle
Investors LLC and Whistle Investors II LLC:
c/o
Corporation Service Company
251
Little Falls Drive
Wilmington,
DE 19808
United
States of America
|
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
15
March 2018
|
||||
6. Date on which issuer notified
(DD/MM/YYYY):
|
16
March 2018
|
||||
7. Total positions of person(s) subject to the notification
obligation
|
|||||
|
% of
voting rights
attached
to shares (total of 8. A)
|
% of
voting rights through financial
instruments(total
of 8.B 1 + 8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of
issuervii
|
|
Resulting
situation on the date on which threshold was crossed or
reached
|
1.94%
|
3.21%
|
5.16%
|
17,066,394,019
|
|
Position
of previous notification (if
applicable)
|
N/A
|
N/A
|
N/A
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
||||
A: Voting rights attached to shares
|
||||
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
||
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
|
GB0031348658
|
|
331,462,789
|
|
1.94%
|
SUBTOTAL 8. A
|
331,462,789
|
1.94%
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted
|
% of voting rights
|
|||
Right
to recall lent shares
|
18
March
2021
|
|
505,800,577
|
2.96%
|
|||
|
SUBTOTAL 8. B 1
|
505,800,577
|
2.96%
|
||||
|
|||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||
CFD
|
|
|
Cash
|
42,842,580
|
0.25%
|
||
|
SUBTOTAL 8.B.2
|
42,842,580
|
0.25%
|
||||
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable
box with an "X")
|
||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|||
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
X
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
Edward
Bramson
|
N/A
|
N/A
|
5.16%
|
|
Stephen
Welker
|
N/A
|
N/A
|
5.16%
|
|
Sherborne
Investors Management GP, LLC
|
N/A
|
N/A
|
5.16%
|
|
Sherborne
Investors Management LP
|
N/A
|
N/A
|
5.16%
|
|
Intentionally left blank
|
Intentionally left blank
|
Intentionally left blank
|
Intentionally left blank
|
|
Edward
Bramson
|
N/A
|
N/A
|
5.16%
|
|
Stephen
Welker
|
N/A
|
N/A
|
5.16%
|
|
Sherborne
Investors Management GP, LLC
|
N/A
|
N/A
|
5.16%
|
|
Sherborne
Investors Management LP
|
N/A
|
N/A
|
5.16%
|
|
Sherborne
Investors Management
(Guernsey)
LLC
|
N/A
|
N/A
|
N/A
|
|
|
||||
10. In case of
proxy voting, please identify:
|
||||
Name of
the proxy holder
|
N/A
|
|||
The
number and % of voting rights held
|
N/A
|
|||
The
date until which the voting rights will be held
|
N/A
|
11. Additional informationxvi
|
|
|
|
|
|
Place of completion
|
London
|
|
Date of completion
|
16
March 2018
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 6927
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 6927
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays UK
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Barclays
Wealth Nominees Limited sold Shares for the individual set out
above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£2.061
|
355,392
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2018-03-26
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Series
|
ISIN
|
Nominal Amount
|
Principal Amount Outstanding
|
2009-1
|
XS0456178580
|
€2,000,000,000
|
€2,000,000,000
|
2010-2
|
XS0491009659
|
€1,300,000,000
|
€1,300,000,000
|
2011-1
|
XS0576797947
|
€1,000,000,000
|
€1,000,000,000
|
2012-1
|
XS0729895200
|
£1,000,000,000
|
£1,000,000,000
|
2017-1
|
XS1616919095
|
£1,000,000,000
|
£1,000,000,000
|
2018-1
|
XS1746306585
|
£1,250,000,000
|
£1,250,000,000
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 6927
|